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  1. 1 May 2020

    Roger Gannon - Formal Warning

    Summary of Formal Warning issued by the FMA following an investigation into Mr Gannon, an AFA and Director of Gannon Insurance Brokers Limited, May 2020.
    Tags
    Enforcement
    Type
    PDF

  3. 30 April 2020

    Insurer COVID 19 Expectations

    Letter from the Director of Banking and Insurance, FMA to stakeholders detailing the FMA expectation during COVID-19
    Tags
    Financial Advice Provider, Banking, Roles, Business
    Type
    PDF, Letter

  5. 29 April 2020

    FMA suspends EncoreFX licence following voluntary administration

    FMA has suspended the derivatives issuer licence of EncoreFX (NZ) Limited (EncoreFX) after the business was put into voluntary administration by its Canadian parent.
    Tags
    Derivatives, Regulation, Ways to invest, Investing, Media release, Business, Consumer, News & Insights
    Type
    Page

  6. 28 April 2020

    Exemptions grant temporary relief from some reporting deadlines

    FMA has granted two class exemption notices to provide market participants with an additional two months to provide their audited financial statements and comply with certain other regulatory requirements. Due to the disruption caused by COVID-19, the FMA is taking appropriate steps to provide regulatory relief.
    Tags
    COVID-19, News & Insights
    Type
    Page, Financial reporting

  7. 24 April 2020

    Conduct expectations in response to COVID-19

    Conduct expectations in response to COVID-19. The FMA and other members of the Council of Financial Regulators (CoFR) are continuing to closely monitor the impact of COVID-19 on New Zealand’s financial system.
    Tags
    Client money or property services provider, COVID-19, Cryptocurrencies, Derivatives, Financial Adviser, Independent trustee, Market operator, Roles, Ways to invest, Investing, Business, Consumer, News & Insights
    Type
    Page

  8. 24 April 2020

    COVID19 CEO Conduct Letter 1

    A letter to CEOs explaining regulatory relief available during COVID-19 and expectations of the FMA during the period
    Tags
    COVID-19, Business, News & Insights
    Type
    PDF, Letter

  12. 23 April 2020

    www.accessfinancenz.com

    www.accessfinancenz.com is not associated with, or authorised by, the New Zealand registered company Access Finance Limited.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page