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    Latest updates

    Speeches & presentations
    22 Mar 2023
    Samantha Barrass, FMA Chief Executive, keynote speech at the IFSO Conference on Fair Conduct
    Samantha Barrass, FMA Chief Executive, keynote speech at the IFSO Conference on Fair Conduct at 4 Points by Sheraton, Auckland on Wednesday, 22 March ...
    Consultations
    14 Mar 2023
    Consultation: Proposed exemptions for foreign listed issuers from climate reporting duties
    The FMA is seeking feedback on the need for, and the content of, proposed exemptions for foreign exempt issuers from climate reporting duties by 5PM, ...
    Consultations
    13 Mar 2023
    Consultation: Renewal of class exemption for MIS managers where assets do not have an appropriate market index
    The FMA is seeking feedback on whether to renew a class exemption for MIS managers where assets do not have an appropriate market index.
    Consultations
    03 Mar 2023
    Consultation: AML/CFT Act - Draft regulations public consultation
    Consultation published by The Ministry of Justice (the Ministry) on proposed changes to regulations made under the Anti-Money Laundering and Counterin ...
    Consultations
    20 Feb 2023
    Consultation: Proposed CoFI guidance note on intermediated distribution
    This consultation seeks feedback on proposed guidance that outlines our expectations when financial institutions are distributing products and service ...
    Guidance
    14 Feb 2023
    Guidance and expectations for keeping proper accounting records
    Guidance and expectations to help FMC reporting entities to meet their statutory requirement to keep proper accounting records at all times.
    Consultations
    03 Feb 2023
    Consultation: Proposed guidance on reasonable grounds for financial advice about IPOs and listed equity securities
    We have now published our guidance on reasonable grounds for financial advice about financial products, along with a compilation of responses to our c ...
    Guidance
    03 Feb 2023
    Reasonable grounds for financial advice about financial products
    Guidance on the FMA’s approach to applying and enforcing Code Standard 3 of the Code of Professional Conduct for Financial Advice Services, in relat ...
    Consultations
    31 Jan 2023
    Consultation: Renewal of class exemption for dual language (English and te reo Māori) product disclosure statements
    We are reviewing whether to renew for a further five years an existing class exemption notice that allows product disclosure statements to be provided ...
    Research
    24 Jan 2023
    Ease of Doing Business Survey
    This research helps us to better understand the impact that our work has on market participants and stakeholders. It informs the way we work and our f ...
    Reports and papers
    19 Jan 2023
    Managed Investment Scheme – Sector Risk Assessment
    This sector risk assessment (SRA) identifies some areas in the Managed Investment Schemes (MIS) sector the FMA considers to be higher risk.
    Reports and papers
    15 Dec 2022
    ASX 24 review report
    The FMA is required to report at least once every two years on how well Australian Securities Exchange Limited (ASX 24) is meeting its licensed market ...

    View latest media releases

    Related content

    Climate related disclosures

    The New Zealand government has introduced a new regime making climate-related disclosures mandatory for some organisations. 

    Conduct of Financial Institutions (CoFI) legislation

    The Financial Markets (Conduct of Institutions) Amendment Act 2022 amends the Financial Markets Conduct Act 2013 to ensure certain financial institutions treat consumers fairly.

     

    Consultation: Proposed standard conditions for financial institution licences

    Provide feedback: We are considering imposing six standard conditions on financial institution licences.

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