Expired exemptions

Found 485 results. Displaying page 1 of 33

1. 15 August 2023

   Securities Act (Dividend Reinvestment)

   Securities Act (Dividend Reinvestment) expired exemption notice
2. 15 August 2023

   Securities Act (Dividend Reinvestment)

   Securities Act (Dividend Reinvestment) - expired exemption notice on 2015-09-30.
   
3. 15 August 2023

   Securities Act (Dividend Reinvestment)

   Securities Act (Dividend Reinvestment) - expired exemption on 2015-09-30
4. 16 June 2023

   Securities Act (Meridian Energy Limited)

   Securities Act (Meridian Energy Limited) expired exemption notice 2008/436 2013 Nov 27
5. 16 June 2023

   Securities Act (Meridian Energy Limited)

   Securities Act (Meridian Energy Limited) expired exemption notice 2013 Nov 27
6. 16 June 2023

   Securities Act (Meridian Energy Limited)

   Securities Act (Meridian Energy Limited) - expired exemption 2014 Oct 31
7. 16 June 2023

   Securities Act (Eligible Service Superannuation Schemes)

   Securities Act (Eligible Service Superannuation Schemes) expired exemption notice 2016 Nov 30
8. 16 June 2023

   Securities Act (American International Assurance Company (Bermuda) Limited)

   Securities Act (American International Assurance Company (Bermuda) Limited) - 2009/154 expired exemption notice
9. 16 June 2023

   Securities Act (American International Assurance Company (Bermuda) Limited)

   Securities Act (American International Assurance Company (Bermuda) Limited) 2010/130- expired exemption notice
10. 4 May 2023

    Financial Markets Conduct (Sharesies KiwiSaver Scheme) Exemption Notice 2023

    The Notice exempts Sharesies Investment Management Limited (Sharesies) as manager of the Sharesies KiwiSaver Scheme (Scheme), and the self-select fund in the Scheme (self-select fund) from certain provisions of the Financial Markets Conduct Act 2013 (the FMC Act) and the Financial Markets Conduct Regulations 2014 (the FMC Regulations), and the Financial Markets Conduct (Fees) Regulations 2014.
11. 31 August 2022

    Financial Markets Conduct (Recognised Exchanges) Exemption Amendment Notice 2020

    The Financial Markets Conduct (Recognised Exchanges) Exemption Amendment Notice 2020 amends the Financial Markets Conduct (Recognised Exchanges) Exemption Notice 2016.- expired
12. 31 August 2022

    Securities Act (Fletcher Building Limited and Fletcher Building Industries Limited)

    Securities Act (Fletcher Building Limited and Fletcher Building Industries Limited) - expired exemption notice
13. 31 August 2022

    Securities Act (Dividend Reinvestment)

    Securities Act (Dividend Reinvestment)
14. 31 August 2022

    Securities Act (Works Superannuation Scheme)

    Securities Act (Works Superannuation Scheme) expired exemption notice
15. 31 August 2022

    Securities Act (Works Superannuation Scheme)

    Securities Act (Works Superannuation Scheme) expired exemption notice