Page last updated: 13 September 2023


The FMA publishes a range of different research papers, reports and thematic reviews every year covering a range of topics from regulation updates to research or white papers that are relevant to market participants. View a full list of our published reports and papers on this page.

Catalist market operator obligations review
Findings from the FMA's annual review of how well Catalist is meeting its licensed market operator obligations.
KiwiSaver Annual Report
The annual KiwiSaver Report summarises our activities as a regulator relating to KiwiSaver during the reporting period.
Supporting customers in financial difficulty
The Commerce Commission and the Financial Markets Authority have collaborated on a joint message that outlines ways that financial service providers ( ...
Governance Thematic Review
A joint RBNZ and FMA thematic review examining the policies, processes and operational practices of boards of financial institutions in key areas of g ...
Auditor regulation and oversight plan
This plan will help licensed auditors, registered audit firms and accredited bodies to understand how FMA will approach auditor regulation.View the 20 ...
NZX Review Report
NZX Review report outlines our annual review of how well NZX is meeting its statutory obligations. View the 2023 report along with previous reports on ...
Ice Futures Europe review
Ice Futures Europe (IFEU) is licensed to operate the IFEU derivatives market (the derivatives market) in New Zealand. We are required to report, at le ...
Ice Futures US review
The FMA was required to report, at least once every two years, on how well ICE Futures U.S., Inc. (IFUS) was meeting its obligations as a licensed mar ...
Peer-to-peer and crowdfunding: sector snapshot
This report is a 'snapshot' of peer-to-peer lending (P2P) and crowdfunding activity in New Zealand for the year ended 30 June 2022. Previous reports a ...
KiwiSaver Tracker
FMA no longer has a KiwiSaver Tracker on its website. Click on the link below to access Sorted's Fund Finder.
Managed Investment Scheme – Sector Risk Assessment
This sector risk assessment (SRA) identifies some areas in the Managed Investment Schemes (MIS) sector the FMA considers to be higher risk.
ASX 24 review report
The FMA is required to report at least once every two years on how well Australian Securities Exchange Limited (ASX 24) is meeting its licensed market ...