Page last updated: 13 September 2023


The FMA publishes a range of different research papers, reports and thematic reviews every year covering a range of topics from regulation updates to research or white papers that are relevant to market participants. View a full list of our published reports and papers on this page.

SGX-DT review report
Findings from the FMA’s reviews of how well Singapore Exchange Derivatives Trading Limited (SGX-DT) is meeting its market operator obligations under ...
Accredited Body Report - CPA Australia
CPA Australia Accredited Body Report contains the findings of our monitoring assessment of CPA Australia. Read more.
Accredited Body Report – New Zealand Institute of Chartered Accountants
NZICA Accredited Body Report contains the findings of our monitoring assessment of the New Zealand Institute of Chartered Accountants (NZICA). Read mo ...
Audit Quality Monitoring Report
The Audit Quality Monitoring Report 2023 emphasises that high-quality audits are vital to ensuring investors can make active choices based on clear, c ...
Key findings from the 2022 re-licensing of Supervisors
Report on findings and areas for improvement identified by the FMA’s 2022 relicensing of Supervisors.
Lessons learned from the Barry Kloogh Ponzi scheme
Report on the FMA’s enquiries into regulatory settings and practices of financial services used by Barry Kloogh to commit fraud
Catalist market operator obligations review
Findings from the FMA's annual review of how well Catalist is meeting its licensed market operator obligations.
KiwiSaver Annual Report
The annual KiwiSaver Report summarises our activities as a regulator relating to KiwiSaver during the reporting period.
Supporting customers in financial difficulty
The Commerce Commission and the Financial Markets Authority have collaborated on a joint message that outlines ways that financial service providers ( ...
Governance Thematic Review
A joint RBNZ and FMA thematic review examining the policies, processes and operational practices of boards of financial institutions in key areas of g ...
Auditor regulation and oversight plan
This plan will help licensed auditors, registered audit firms and accredited bodies to understand how FMA will approach auditor regulation.View the 20 ...
NZX Review Report
NZX Review report outlines our annual review of how well NZX is meeting its statutory obligations. View the 2023 report along with previous reports on ...