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Page last updated: 23 November 2022

FMC Act exemptions

While the law gives us broad powers to grant exemptions from compliance with specific provisions in the FMC Act, we consider that our exemption power only extends to compliance provisions, not to liability provisions.

Exemption
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Found 106 results. Displaying page 1 of 8

  11. 22 July 2022

    Financial Markets Conduct (The City of London Investment Trust plc) Exemption Notice 2022

    The Financial Markets Conduct (The City of London Investment Trust plc) Exemption Notice 2022, exempts The City of London Investment Trust plc from certain financial reporting obligations in Part 7 of the Financial Markets Conduct Act 2013.

    https://www.fma.govt.nz/business/legislation/exemptions/financial-markets-conduct-act-exemptions/financial-markets-conduct-the-city-of-london-investment-trust-plc-exemption-notice-2022/

  13. 1 July 2022

    Financial Markets Conduct (Futurity Investment Group Limited) Exemption Notice 2022

    The Financial Markets Conduct (Futurity Investment Group Limited) Exemption Notice 2022 (Exemption) exempts Futurity Investment Group Limited (the manager), as manager of Futurity managed investment schemes in New Zealand, principally from section 156(1) of the Financial Markets Conduct Act 2013 (the Act) subject to certain conditions.

    https://www.fma.govt.nz/business/legislation/exemptions/financial-markets-conduct-act-exemptions/financial-markets-conduct-futurity-investment-group-limited-exemption-notice-2022/