Information about us, our objectives, strategic direction, performance measures and annual financial statements can be found in the documents below:
Annual Corporate Plan
This Annual Corporate Plan sets out our activities for 2019/20 that will promote our strategic priorities, address regulatory risks and harms, and deliver sector outcomes.
Annual Corporate Plan 2019/20
This plan should be read alongside our Strategic Risk Outlook (see below), which provides our medium-term view of the most significant risks to and opportunities for promoting fair, efficient and transparent financial markets.
Download the Annual Corporate Plan 2019/20 PDF.
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Previous Annual Corporate Plan
Strategic Risk Outlook
Our Strategic Risk Outlook provides our medium-term view (three to five years) of the most significant risks to and opportunities for promoting fair, efficient and transparent financial markets.
Strategic Risk Outlook 2019
The Strategic Risk Outlook is based on our sector view framework. We use this framework to identify and respond to regulatory risks. In assessing risks, we focus on the risk of harm to investors and customers, and risks to the integrity of New Zealand’s financial markets. Download the Strategic Risk Outlook 2019 PDF
Previous Strategic Risk Outlook
Statement of Performance Expectations
Our Statement of Performance Expectations outlines our short-term (annual) performance targets. It should be read in conjunction with our Statement of Intent. 
2020/21 Statement of Performance Expectations
This document details our performance targets and financial forecast for the 2020/21 financial year. Download the 2020-21 Statement of Performance Expectation.
Previous Statement of Performance Expectations
Statement of Intent
The Statement of Intent sets out how we will measure our progress against our strategic intentions in the medium term. It should be read in conjunction with the annual Statement of Performance Expectations.
2020-2024 Statement of Intent
This document explains how we will measure our success against our strategic intentions, using a refreshed set of narrative-based performance measures. These strategic intentions underpin our regulatory approach by ensuring we focus on the most significant risks and opportunities relating to promoting fair, efficient and transparent financial markets. Download the 2020-2024 Statement of Intent.
Previous Statements of Intent
Annual Report
Our annual reports detail the results we have achieved against our stated intentions. These results then feedback into our next cycle of direction-setting, planning, implementation and review. Our annual reports are a great way to review our operational highlights for each financial year.
2019 FMA Annual Report
The report highlights a number of key activities that took place in the year, including the launch of the joint FMA/RBNZ Culture and Conduct review of banks and life insurers.
Download the FMA Annual Report 2019 PDF
Annual Report Archive
2018 FMA Annual Report
2017 Annual Report
2016 Annual Report
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