Information about us, our objectives, strategic direction, performance measures and annual financial statements can be found in the documents below:
Annual Corporate Plan
This Annual Corporate Plan sets out our activities for 2019/20 that will promote our strategic priorities, address regulatory risks and harms, and deliver sector outcomes.
Annual Corporate Plan 2019/20
This plan should be read alongside our Strategic Risk Outlook (see below), which provides our medium-term view of the most significant risks to and opportunities for promoting fair, efficient and transparent financial markets.
Our Strategic Risk Outlook provides our medium-term view (three to five years) of the most significant risks to and opportunities for promoting fair, efficient and transparent financial markets.
Strategic Risk Outlook 2019
The Strategic Risk Outlook is based on our sector view framework. We use this framework to identify and respond to regulatory risks. In assessing risks, we focus on the risk of harm to investors and customers, and risks to the integrity of New Zealand’s financial markets.
Our annual reports detail the results we have achieved against our stated intentions. These results then feedback into our next cycle of direction-setting, planning, implementation and review. Our annual reports are a great way to review our operational highlights for each financial year.
2019 FMA Annual Report
The report highlights a number of key activities that took place in the year, including the launch of the joint FMA/RBNZ Culture and Conduct review of banks and life insurers.