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Page last updated: 11 June 2021

Designations

Designations can change how a product, client, advice or service is categorised, and remove an existing statutory exemption or exclusion. A designation can be a

Designations can change how a product, client, advice or service is categorised, and remove an existing statutory exemption or exclusion. A designation can be applied to:

  • a particular person or transaction (an individual designation)
  • a class of persons or transactions (a class designation)

Under the FMC Act, we have powers to make designations that change the way products and other matters are regulated.

To find out more information on the class designations and other notices we have granted, see the Class legislative notices summary on the Regulation Updates page

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  2. 1 January 2019

    Financial Markets Conduct (Shares in Investment Companies) Designation Amendment Notice (No 2) 2018

    Financial Markets Conduct (Shares in Investment Companies) Designation Amendment Notice (No 2) 2018 comes into force on 1 January 2019, amends the Financial Markets Conduct (Shares in Investment Companies) Designation Notice 2017 (the principal notice). Read more.

    https://www.fma.govt.nz/business/legislation/designations/financial-markets-conduct-shares-in-investment-companies-designation-amendment-notice-no-2-2018/

  3. 12 February 2018

    Financial Markets Conduct (Shares in Investment Companies) Designation Amendment Notice 2018

    Financial Markets Conduct (Shares in Investment Companies) Designation Amendment Notice 2018 amends the Financial Markets Conduct (Shares in Investment Companies) Designation Notice 2017 (the principal notice), which came into force on 19 May 2017.

    https://www.fma.govt.nz/business/legislation/designations/financial-markets-conduct-shares-in-investment-companies-designation-amendment-notice-2018/