Financial Markets Authority New Zealand

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Supervision report finds concerns:
Governance and compliance issues identified

FMA insights from
our COVID-19 response

World Investor Week

Latest news
- 24 September 2020
  FMA reports on monitoring of financial services firms and advisers
- 22 September 2020
  FMA prevents CLSA Premium NZ Limited (formerly KVB Kunlun) from offering derivatives to retail investors
- 18 September 2020
  FMA files criminal charges in relation to Forestlands
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Warning and alerts
- 22 September 2020
  Acquisition Direct Facilitators
- 21 September 2020
  Coinsave
- 16 September 2020
  Principle Forsakrings Holdings
Browse all warnings and alerts
COVID-19
- 28 September 2020
  Updated Timetable of Regulatory Initiatives
- 9 September 2020
  COVID-19 response insights
- 28 August 2020
  Guidelines for Financial Services businesses and staff under COVID-19 Alert Level 2
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Start of New Financial Advice Regime is Monday 15 March 2021

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Supervision report finds concerns:
Governance and compliance issues identified

FMA insights from
our COVID-19 response

World Investor Week

Promoting fair, efficient and transparent financial markets

Latest news

FMA reports on monitoring of financial services firms and advisers

FMA prevents CLSA Premium NZ Limited (formerly KVB Kunlun) from offering derivatives to retail investors

FMA files criminal charges in relation to Forestlands

Warning and alerts

Acquisition Direct Facilitators

Coinsave

Principle Forsakrings Holdings

COVID-19

Updated Timetable of Regulatory Initiatives

COVID-19 response insights

Guidelines for Financial Services businesses and staff under COVID-19 Alert Level 2

Start of New Financial Advice Regime is Monday 15 March 2021

How much of your KiwiSaver return is made up of fees?

Work for us

Current Vacancies

Supervision report finds concerns: Governance and compliance issues identified

FMA insights from our COVID-19 response

World Investor Week

Promoting fair, efficient and transparent financial markets

Start of New Financial Advice Regime is Monday 15 March 2021

How much of your KiwiSaver return is made up of fees?

Work for us

Current Vacancies

Supervision report finds concerns:
Governance and compliance issues identified

FMA insights from
our COVID-19 response