Waivers

Found 15 results. Displaying page 1 of 1

1. 20 September 2023

   UDC Finance Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary

   UDC Finance Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary 31 August 2022
2. 19 September 2023

   Craigs Investment Partners Self-select schemes

   The FMA granted a waiver of part of the FMA levy to Craigs Investment Partners Self-Select Schemes (Craigs) on 9 October 2023 pursuant to Regulation 14 of the Financial Markets Authority (Levies) Regulations 2012.
3. 11 June 2021

   UDC Finance Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary

   UDC Finance Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary 11 June 2021
4. 13 March 2017

   Punakaiki Fund Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 - Reduction of waiting period

   Punakaiki Fund Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 - Reduction of waiting period
5. 2 December 2016

   Elevation Capital Management Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary

   Elevation Capital Management Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary
6. 2 December 2016

   i-Select Investment Management - Limited Foodstuffs Provident Fund - Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary

   i-Select Investment Management - Limited Foodstuffs Provident Fund - Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary
7. 2 December 2016

   AMP Capital - Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary

   AMP Capital - Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary
8. 2 December 2016

   Foodstuffs Provident Fund - Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary

   Foodstuffs Provident Fund - Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary
9. 25 November 2016

   ANZ Investments Services (NZ Limited) - Notice under section 68 of the Financial Markets Conduct Act 2013 - Reduction of waiting period

   ANZ Investments Services (NZ Limited) - Notice under section 68 of the Financial Markets Conduct Act 2013 - Reduction of waiting period
10. 8 November 2016

    NZX Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 - Reduction/removal of waiting period

    NZX Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 - Reduction/removal of waiting period
11. 20 September 2016

    Booster KiwiSaver and Booster Investment Schemes - Notice under section 68 of the Financial Markets Conduct Act 2013 PDS consideration unnecessary

    Booster KiwiSaver and Booster Investment Schemes - Notice under section 68 of the Financial Markets Conduct Act 2013 PDS consideration unnecessary
12. 18 August 2016

    AMP Wealth Management Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 Reduction of waiting period

    AMP Wealth Management Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 Reduction of waiting period
13. 28 July 2016

    Kiwi Wealth Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 PDS consideration unnecessary

    Kiwi Wealth Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 PDS consideration unnecessary
14. 29 June 2016

    UDC Finance Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 consideration complete / reduction of waiting period

    UDC Finance Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 consideration complete / reduction of waiting period.
15. 2 December 2015

    ASB Bank Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 PDS consideration unnecessary

    ASB Bank Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 PDS consideration unnecessary