Document Library

Regulatory Impact Statement: GSSS bonds class exemption

Regulatory Impact Statement outlining FMA class exemption for GSSS bonds and disclosure relief under the FMC Act to support sustainable finance in New Zealand

Exemption Notice 2026 - Financial Markets Conduct (Vital Healthcare Properties Management Limited)

Financial Markets Conduct (Vital Healthcare Properties Management Limited) Exemption Notice 2026

McEWEN David Elgar - Judgment

This is the case of David Elgar McEwen, who has been prosecuted by the Financial Markets Authority and who has pleaded guilty to four charges of failing to comply with an order of the Financial Markets Authority.

Access to advice Financial advice sector challenges and opportunities

FMA report on access to financial advice in New Zealand, outlining sector challenges, regulatory scope, digital and AI advice, retirement decumulation and Māori barriers

Access to advice Consumer research findings

FMA consumer survey on access to financial advice in New Zealand outlining barriers affordability trust KiwiSaver retirement and views on AI.

MCCLUNE Murray Robert Frederick - Sentencing

Sentencing of Murray Robert Frederick McClune for theft by a person in a special relationship involving $1.7 million and a permanent FMA ban in NZ

Exemption Notice 2026 - Financial Markets Conduct (BNZ Term PIE)

Financial Markets Conduct (BNZ Term PIE) Exemption Notice 2026

Exemption Notice 2026 - Financial Markets Conduct (Climate related Disclosures — Industrial and Commercial Bank of China Limited)

Financial Markets Conduct (Climate related Disclosures — Industrial and Commercial Bank of China Limited) Exemption Notice 2026

Exemption Notice 2026 - Financial Markets Conduct (Climate related Disclosures Coöperatieve Rabobank U.A.)

Financial Markets Conduct (Climate related Disclosures Coöperatieve Rabobank U.A.) Exemption Notice 2026

Exemption Notice 2026 - Financial Markets Conduct (Climate related Disclosures Bank of China Limited)

Financial Markets Conduct (Climate related Disclosures Bank of China Limited) Exemption Notice 2026

Exemption Notice 2026 - Financial Markets Conduct (QBE Group)

Financial Markets Conduct (QBE Group) Exemption Notice 2026

David McEwen Banning Order

Banning order issued by the Auckland District Court against David Edgar McEwen outlining a seven year prohibition under the FMC Act 2013.

Exemption Notice 2026 - Financial Markets Conduct (Insider Trading Livestock Improvement Corporation Limited)

Financial Markets Conduct (Insider Trading Livestock Improvement Corporation Limited) Exemption Notice 2026

Collated submissions tokenisation in financial markets

Collated submissions to the FMA on tokenisation outlining market barriers opportunities regulatory challenges and industry feedback in New Zealand

Submissions report tokenisation in financial markets

This report outlines FMA findings on tokenisation in New Zealand highlighting benefits risks barriers legal uncertainty and the need for clearer regulation.

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