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Document Library

A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

Found 1756 results. Displaying page 1 of 118

  4. 6 May 2025

    DIMS limit breaks under the FMC Act

    This information sheet outlines the obligations of Discretionary Investment Management Services (DIMS) providers under the Financial Markets Conduct Act 2013 (FMC Act) relating to investment authority limits and reporting breaches of those limits.

  5. 2 May 2025

    FMA v Westpac - Judgment

    Westpac is to pay a penalty of $3.25 million for misleading customers entitled to advertised discounts as well as overcharging some of its business customers.

  6. 1 May 2025

    2025 26 Letter of expectations

    The Minister of Finance outlines the Government’s expectations for the Financial Markets Authority (FMA) in 2025/26, including priorities for regulatory focus, accountability, and strategic outcomes.

  7. 1 May 2025

    FMA v Cheng Judgment

    Read the full High Court judgment in the case of FMA v Cheng, outlining findings and penalties related to market manipulation and breaches of financial markets law in New Zealand.

  8. 29 April 2025

    Consumer Confidence Factsheet April 2025

    A nationwide Consumer Confidence Survey was commissioned by the FMA in 2024, with the aim of gaining a better understanding of New Zealanders’ experiences with financial markets including investments, insurance, KiwiSaver, and financial markets regulation.

  13. 10 April 2025

    Understanding Fairness Paper

    Request for literature references not included in our Occasional Paper: Understanding Fairness in Financial Services 2024

  14. 10 April 2025

    AA Insurance proceedings

    Official Information Act 1982 Request (OIA) – FMA v AA Insurance Limited NZHC 2869 [2024] Statement of Claim and Settlement Agreement

  15. 10 April 2025

    FMA hourly rate

    Request on number of FMA employees paid under a certain hourly rate