Document Library

A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

Found 1591 results. Displaying page 1 of 107

  1. 15 July 2024

    FMA Outlook 2024

    The FMA Outlook 2024/25 is a one-page summary provides our stakeholders with details of the FMA’s priority objectives and intended programme of work for the financial year.
  2. 8 July 2024

    FAP regulatory returns guide

    Information Sheet for Financial Advice Providers (FAPs) who are submitting an annual FAP regulatory return online
  3. 5 July 2024

    Bonds Guide

    The Bonds Guide provides investors with information on how to choose, buy and own bonds.
  4. 5 July 2024

    Managed Fund Guide

    The Managed Fund Guide is your guide to choosing, buying and monitoring managed funds and exchange traded funds (ETFs).
  5. 5 July 2024

    Shares guide

    The Shares Guide was produced by the FMA to help novice investors navigate investing in shares.
  6. 26 June 2024

    Statement of Performance Expectations 2024 to 2025

    This SPE sets out our financial forecast for the financial year 1 July 2024 to 30 June 2025. It is prepared in line with the Crown Entities Act 2004 and should be read together with the FMA’s Statement of Intent 2024-2028
  7. 26 June 2024

    Statement of Intent 2024 to 2028

    The SOI provides a four-year outlook on the performance measures that we will use to demonstrate progress towards our strategic intentions (alternatively referred to as strategic objectives), spanning 1 July 2024 to 30 June 2028.
  8. 25 June 2024

    NZX Obligations Review 2024

    Findings from the FMA's review of how well NZX is meeting its licensed market operator obligations, for the period 1 January to 31 December 2023.
  9. 19 June 2024

    CRD What you need to know

    This guide has been produced by the FMA and the External Reporting Board (XRB). It is intended for anyone interested in understanding the basics of the CRD regime.