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A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

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Found 1545 results. Displaying page 1 of 103

  1. 4 October 2023

    CRD record keeping summary of key themes

    Climate related disclosure record keeping summary of key themes
    Tags
    Climate related disclosure, Climate Reporting Entities, Roles, Business, Managed investment schemes, Supervisor
    Type
    PDF

  3. 29 September 2023

    Feedback form Liquidity risk management

    Feedback form of Liquidity risk management draft guidance
    Tags
    Consultations, Roles, Supervisors, Business, Managed investment schemes
    Type
    Word document

  5. 28 September 2023

    Catalist market operator obligations review 2023

    Findings from the FMA’s review of how well Catalist is meeting its licensed market operator obligations, for the period 1 April 2022 to 31 March 2023.
    Tags
    Roles, Reports and Papers, Business, Market operator, News & Insights
    Type
    PDF

  9. 21 September 2023

    WIW2023 NZ

    World Investor Week 2022 promotion materials. This zip file includes logos, social carousel, social statics, and website banners.
    Tags
    Investing, Campaigns, Campaigns, Consumer, News & Insights
    Type

  10. 20 September 2023

    KiwiSaver Annual Report 2023

    The KiwiSaver Annual Report 2023 summarises our activities as a regulator relating to KiwiSaver during the reporting previous financial year.
    Tags
    KiwiSaver providers, Reports and Papers, Roles, Business, Managed investment schemes, News & Insights, Supervisor
    Type
    PDF

  14. 5 September 2023

    Governance Thematic Review FMA and RBNZ

    This publication reports on the findings from a joint review of a sample of 29 entities across the banking, insurance, non-bank deposit taking and investment management sectors, focusing on the foundational elements of governance, which include frameworks, policies and processes necessary to assist boards to meet their obligations and help drive good governance outcomes.
    Tags
    Directors, Banking, Conduct, Reports and Papers, Insurance Providers, Conduct of Financial Institutions Bill (CoFI), Roles, Business, News & Insights
    Type
    PDF