Document Library

A filtered search by topic for all guidance, reports or research documents stored on the FMA website.


Found 1598 results. Displaying page 4 of 107

  1. 13 December 2023

    SGX DT Obligations Review 2023

    Market operator obligations review SGX-DT. Findings from the FMA’s review of how well SGX-DT is meeting its licensed market operator obligations, for the period 1 July 2022 to 30 June 2023.
    Tags
    Reports and Papers, Roles, Business, Market operator, News & Insights
    Type
    PDF
  2. 8 December 2023

    Accredited body report - CPA Australia 2023

    Findings from the FMA’s review of the adequacy and effectiveness of CPA Australia’s audit regulatory systems for the period 1 July 2022 to 30 June 2023
    Tags
    Roles, Accredited bodies, Business
    Type
    PDF, Report
  3. 8 December 2023

    McEwen and Associates Permanent Stop Order

    The Financial Markets Authority (FMA) – Te Mana Tātai Hokohoko – has made a permanent stop order against David Elgar McEwen and entities associated with him (McEwen and Associates).
    Tags
    Enforceable action, Enforcement
    Type
    PDF
  4. 5 December 2023

    FMA Annual Report 2023

    Financial Markets Authority 2023 Annual Report
    Tags
    FMA
    Type
    PDF, Annual report, Corporate publications
  5. 5 December 2023

    Ease of Doing Business Report 2023

    FMA Ease of Doing Business Report following research 2023
    Tags
    Reports and Papers, News & Insights
    Type
    PDF, Research