Page last updated: 25 January 2024

News & Insights

Money with Mary
In our series “Money with Mary,” personal finance legend Mary Holm shares practical tips on a variety of money matters.
Yuen Pok (Paul) Loo sentenced for forgery and financial markets legislation offences
Yuen Pok (Paul) Loo has been sentenced in the Manukau District Court to a combination of six months’ community detention with a 7pm to 7am curfew, 2 ...
Speech by Samantha Barrass to the Financial Services Council Outlook 2024
Speech by Samantha Barrass to the Financial Services Council Outlook 2024.
Matthew Hill admits breaching Financial Markets legislation
The FMA confirmed Matthew Geoffrey Hill, the former CEO of NZX-listed New Talisman Gold Mines Limited, has admitted making false and misleading repres ...
Financial advice scam - James loses $600 in cold-calling swindle
James shares his story to help prevent others being caught out by a cold-calling crook offering financial advice. Retired widower James won’t be pic ...
Changes to FMA executive leadership team
The FMA said today that Paul Gregory, Executive Director, Response and Enforcement has resigned. Mr Gregory has accepted a role with ANZ Investment Ma ...
CBL Corporation and four independent directors ordered to pay penalties for conduct including reckless and careless breaches of the Financial Markets Conduct Act
The High Court has ordered CBL Corporation Limited (CBLC) and four of its former directors to pay penalties for continuous disclosure and misleading c ...
FMA warns of increase in fake product disclosure statement scams targeting New Zealanders
The FMA is urging New Zealanders to remain vigilant and protect themselves from investment scams this holiday season. This comes during a period of es ...
Former financial adviser pleads guilty to further dishonesty offences
Natalie Ann Carter, a former Hawke’s Bay-based mortgage broker, has pleaded guilty to a further three criminal charges brought against her by the FM ...
SGX-DT review report
Findings from the FMA’s reviews of how well Singapore Exchange Derivatives Trading Limited (SGX-DT) is meeting its market operator obligations under ...
FMA censures Go Financial Solutions for breaching its licence obligations
FMA has has censured Go Financial Solutions Limited for failing to comply with several obligations under its financial advice provider (FAP) licence. ...
Investor Profile - Ayesha Scott 
Ayesha Scott is the Deputy Director of Auckland Centre for Financial Research and Senior Lecturer at AUT. Together with her husband Guy, they are inve ...