Page last updated: 19 January 2023

Reports and papers

This section contains our reports and papers. For corporate publications, such as the annual report and statement of intent please see our corporate publications page

For guides, information sheets and legal guidance please see our guidance library.

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Found 78 results. Displaying page 1 of 6

  1. 15 December 2022

    SGX-DT review report

    Findings from the FMA’s reviews of how well Singapore Exchange Derivatives Trading Limited (SGX-DT) is meeting its market operator obligations under the FMC Act 2013.
  2. 15 December 2022

    ASX 24 review report

    Australian Securities Exchange Limited (ASX 24) is licensed to operate the ASX 24 derivatives market (derivatives market) in New Zealand. We are required to report at least once every two years on how well ASX 24 is meeting its licensed market operator obligations.
  3. Auditors
    Accredited bodies

    2 December 2022

    Accredited Body Report - CPA Australia

    CPA Australia Accredited Body Report contains the findings of our monitoring assessment of CPA Australia. Read more.
  4. Auditors

    16 November 2022

    Audit Quality Monitoring Report

    We report each year on the outcomes of the audit quality reviews performed on the systems, policies and procedures of registered audit firms and licensed auditors in the preceding financial year. The report also sets out the FMA’s expectations for how directors and auditors of financial statements can improve and maintain audit quality.
  5. 4 October 2022

    KiwiSaver Annual Report

    View the KiwiSaver Annual Report 2022 as well as the previous reports on this page.
  6. Reports and Papers

    28 July 2022

    Integrated financial products: Review of managed fund documentation

    Findings from a Financial Markets Authority review of the effectiveness of disclosure information from a sample of managed investment funds labelled or marketed as being integrated financial products (e.g. sustainable, ethical, green)
  7. 28 June 2022

    NZX Review Report

    NZX Review report outlines our annual review of how well NZX is meeting its statutory obligations. Read reports here.