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Found 6551 results. Displaying page 437 of 437

1. 1 October 2002

   Securities Act (Estates and Interests in Australian Land)

   Securities Act (Estates and Interests in Australian Land) expired exemption notice

   Tags

   Exemptions, Business

   Type

   Page

2. 1 October 2002

   Securities Act (Group Investment Index Funds)

   Securities Act (Group Investment Index Funds) exemption notice on 2019 Sep 30.

   Tags

   Exemptions, Business

   Type

   Page

3. 1 October 2002

   Securities Act (Overseas Listed Issuers)

   Securities Act (Overseas Listed Issuers) expired exemption notice - 2017-09-30.
   

   Tags

   Exemptions, Business

   Type

   Page

4. 21 May 2002

   Sri Lanka Securities and Exchange Commission - Bilateral MOU

   Bilateral MOU with Sri Lanka securities and exchange commission

   Tags

   Regulatory cooperation, FMA

   Type

   PDF, MOU

5. 22 December 1998

   Securities Commission of Papua New Guinea - Bilateral MOU

   MOU concerning consultation, cooperation and the exchange of information between the FMA and the Securities Commission of Papua New Guinea

   Tags

   Regulatory cooperation, FMA

   Type

   PDF, MOU

6. 4 December 1996

   Securities and Exchange Commission in Taipei - Bilateral MOU

   MOU concerning consultation, cooperation and the exchange of information between the FMA and the Securities and Exchange Commission in Taipei

   Tags

   Regulatory cooperation, FMA

   Type

   PDF, MOU

7. 17 September 1996

   Securities and Futures Commission in Hong Kong (SFC) - Bilateral MOU

   Bilateral MOU concerning consultation, cooperation and the exchange of information between the FMA (The Securities commission New Zealand) and the Securities and Futures Commission in Hong Kong (SFC)

   Tags

   Regulatory cooperation, FMA

   Type

   PDF, MOU

8. 16 September 1996

   United States Commodity Futures Trading Commission - Bilateral MOU

   Bilateral MOU concerning consultation, cooperation and the exchange of information between the FMA (New Zealand Securities Commission and the United States Commodity Futures Trading Commission

   Tags

   Regulatory cooperation, FMA

   Type

   PDF, MOU

9. 3 October 1994

   Power New Zealand Ltd - appeal decision

   Decision of the Securities Commission in respect of an appeal under section 69 of the Securities Act 1978 by Power New Zealand Ltd. 3 October 1994.

   Tags

   Court decision, Enforcement

   Type

   PDF

10. 3 October 1994

    Power New Zealand Limited

    The decision of the Securities Commission in respect of an appeal under Section 69 Securities Act 1978 by Power New Zealand Limited against a decision of the Registrar to refuse registration of the prospectus. Read more

    Tags

    Enforceable undertaking, Powers, Enforcement

    Type

    Page

11. 26 September 1983

    Securities Act (Contributory Mortgage Brokers)

    Securities Act (Contributory Mortgage Brokers) expired exemption notice Sep 30 2017

    Tags

    Exemptions, Business

    Type

    Page