Reports and papers

Found 69 results. Displaying page 1 of 4

1. • Statutory reports

   1 March 2019

   ASX 24 review report

   Australian Securities Exchange Limited (ASX 24) is licensed to operate the ASX 24 derivatives market (derivatives market) in New Zealand. The FMA is required to report at least once every two years1 on how well ASX 24 is meeting its licensed market operator obligations2. This review covers the period 1 July 2016 to 30 June 2018. This is our second review of ASX 24 since its licence came into effect on 1 December 2014.

   https://www.fma.govt.nz/news-and-resources/reports-and-papers/asx-24-review/

2. • KiwiSaver and Superannuation
   • Research papers

   27 February 2019

   Using behavioural insights to improve KiwiSaver outcomes

   KiwiSaver behavioural insights 2019 report uses behavioural insights to improve KiwiSaver outcomes. Read the report here.

   ANZ Behavioural Insights report 2019

   https://www.fma.govt.nz/news-and-resources/reports-and-papers/kiwisaver-behavioural-insights/

3. • Thematic review
   • Conduct

   29 January 2019

   Life Insurer Conduct and Culture

   Findings from an FMA and RBNZ review of conduct and culture in New Zealand life insurers

   https://www.fma.govt.nz/news-and-resources/reports-and-papers/life-insurer-conduct-and-culture/

4. • Investor information
   • Surveys
   • Conduct

   17 December 2018

   Consumer views of financial providers' conduct

   A research among New Zealanders to understand their experience with financial services providers.

   https://www.fma.govt.nz/news-and-resources/reports-and-papers/consumer-views-of-financial-providers-conduct/

5. • Statutory reports
   • Auditors

   5 December 2018

   Accredited Body Report – New Zealand Institute of Chartered Accountants

   This report contains the findings of our monitoring assessment of the New Zealand Institute of Chartered Accountants (NZICA) for the period 1 July 2017 to 30 June 2018.

   https://www.fma.govt.nz/news-and-resources/reports-and-papers/accredited-body-report-new-zealand-institute-of-chartered-accountants/

6. • Statutory reports
   • Auditors

   5 December 2018

   Accredited Body Report - CPA Australia

   This report contains the findings of our monitoring assessment of CPA Australia for the period 1 July 2017 to 30 June 2018.

   https://www.fma.govt.nz/news-and-resources/reports-and-papers/accredited-body-report-cpa-australia/

7. • Financial reporting
   • Issuers and offerers
   • Corporate governance

   30 November 2018

   Investigation of potential disclosure breaches during the failure of Wynyard Group Limited

   This report sets out the Financial Markets Authority’s (FMA) conclusions following an investigation into the compliance of Wynyard Group Limited (Wynyard) with its continuous disclosure and fair dealing obligations. The investigation considered the period leading up to the company’s failure in late 2016.

   Investigation of potential disclosure breaches Wynyard

   https://www.fma.govt.nz/news-and-resources/reports-and-papers/investigation-of-potential-disclosure-breaches-during-the-failure-of-wynyard-group-limited/

8. • KiwiSaver and Superannuation

   30 November 2018

   Compare KiwiSaver data

   We consolidate information from KiwiSaver providers in two ways to support analysis, discussion and debate on the relationship between investment risk, returns and fees.

   https://www.fma.govt.nz/news-and-resources/reports-and-papers/compare-kiwisaver-data/

9. • Statutory reports
   • Auditors

   26 November 2018

   Audit Quality Monitoring Report

   This report summarises our findings from quality reviews carried out between 1 July 2017 and 30 June 2018.

   https://www.fma.govt.nz/news-and-resources/reports-and-papers/audit-quality-review-report/

10. • Financial reporting
    • Monitoring and compliance reports

    23 November 2018

    Peer-to-peer and crowdfunding: sector snapshot

    This report is a 'snapshot' of peer-to-peer lending (P2P) and crowdfunding activity in New Zealand for the year ended 30 June 2017.

    https://www.fma.govt.nz/news-and-resources/reports-and-papers/peer-to-peer-and-crowdfunding-sector-snapshot/

11. • Thematic review
    • Conduct

    15 November 2018

    Bank Incentive Structures

    Findings from an FMA review of incentive structures in the banking industry

    https://www.fma.govt.nz/news-and-resources/reports-and-papers/bank-incentive-structures/

12. • Surveys
    • Conduct

    5 November 2018

    Bank Conduct and Culture Consumer Survey

    The FMA and the RBNZ commissioned Buzz Channel to conduct an online survey among New Zealanders to understand their experience of the conduct and culture of the main bank they use for their personal banking.

    https://www.fma.govt.nz/news-and-resources/reports-and-papers/bank-conduct-and-culture-consumer-survey/

13. • Conduct

    5 November 2018

    Bank Conduct and Culture Review

    Findings from an FMA and RBNZ review of conduct and culture in New Zealand retail banks

    https://www.fma.govt.nz/news-and-resources/reports-and-papers/bank-conduct-and-culture-review/

14. • Surveys

    24 October 2018

    Ease of doing business survey

    This research helps us to better understand the impact that our work has on market participants and stakeholders. It informs the way we work and our focus on continuous improvement in our effectiveness and efficiency.

    2018 FMA Ease of doing business survey

    https://www.fma.govt.nz/news-and-resources/reports-and-papers/ease-of-doing-business-survey/

15. • KiwiSaver and Superannuation
    • Statutory reports

    9 October 2018

    KiwiSaver Report

    Each year we publish a KiwiSaver Report that summarises our activities as a regulator relating to KiwiSaver during the reporting period. Find here the latest report as well as the previous reports

    https://www.fma.govt.nz/news-and-resources/reports-and-papers/kiwisaver-report/

16. • KiwiSaver and Superannuation
    • Research papers
    • Surveys

    16 August 2018

    KiwiSaver Statements survey

    Second survey carried out by Buzz Channel for the FMA among the general public to understand how KiwiSaver statements are perceived, and how people use them.

    https://www.fma.govt.nz/news-and-resources/reports-and-papers/kiwisaver-statements-survey/

17. • AFA/QFEs
    • Monitoring and compliance reports

    18 July 2018

    Conflicted conduct in the insurance industry

    This review examines the soft commission structures in place for life and health insurance products and how advisers respond to these incentives. This work forms part of a range of regulatory activities examining conflicted conduct in the insurance sector.

    https://www.fma.govt.nz/news-and-resources/reports-and-papers/life-insurance-replacement-business/

18. • Statutory reports

    28 June 2018

    NZX Review

    Findings from the FMA‘s review of how well NZX is meeting its licensed market operator obligations, for the period 1 January to 31 December 2017

    https://www.fma.govt.nz/news-and-resources/reports-and-papers/nzx-review/

19. • Monitoring and compliance reports

    27 June 2018

    Improving financial statements

    This monitoring report summarises the findings from our thematic review to determine the extent of improvements in the presentation of financial statements in a clear, concise and effective way, and sets out some suggestions for additional improvement.

    180627 Improving financial statements

    https://www.fma.govt.nz/news-and-resources/reports-and-papers/improving-financial-statements/

20. • Investor information
    • Monitoring and compliance reports

    13 June 2018

    Key findings from the recent re-licensing of supervisors

    The FMA has completed a review of the licensed supervisors during the process to update their license status in 2017.

    180611 Key findings from the recent re licensing of supervisors

    https://www.fma.govt.nz/news-and-resources/reports-and-papers/key-findings-from-the-recent-re-licensing-of-supervisors/