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Reports and papers

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This section contains our reports, research papers and data tools.

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Found 69 results. Displaying page 1 of 4

    • Statutory reports

    1 March 2019

    ASX 24 review report

    Australian Securities Exchange Limited (ASX 24) is licensed to operate the ASX 24 derivatives market (derivatives market) in New Zealand. The FMA is required to report at least once every two years1 on how well ASX 24 is meeting its licensed market operator obligations2. This review covers the period 1 July 2016 to 30 June 2018. This is our second review of ASX 24 since its licence came into effect on 1 December 2014.

    https://www.fma.govt.nz/news-and-resources/reports-and-papers/asx-24-review/

    • Financial reporting
    • Issuers and offerers
    • Corporate governance

    30 November 2018

    Investigation of potential disclosure breaches during the failure of Wynyard Group Limited

    This report sets out the Financial Markets Authority’s (FMA) conclusions following an investigation into the compliance of Wynyard Group Limited (Wynyard) with its continuous disclosure and fair dealing obligations. The investigation considered the period leading up to the company’s failure in late 2016.
    Investigation of potential disclosure breaches Wynyard

    https://www.fma.govt.nz/news-and-resources/reports-and-papers/investigation-of-potential-disclosure-breaches-during-the-failure-of-wynyard-group-limited/