Back

Search results

Found 6560 results. Displaying page 180 of 438

  1. 22 November 2021

    Tiger Brokers DBG

    Tiger Brokers DBG including: Tiger Brokers (NZ) Limited andTiger Fintech (NZ) Limited
    Tags
    AML/CFT, Roles, Designated Business Group (DBG), Business
    Type
    Page

  2. 22 November 2021

    GrayWallet

    Warning: We believe GrayWallet is operating a scam via www.gwtpro.net and www.gwt-pro.org (the websites). The websites offer cryptocurrency wallet services to investors. We are aware of an investor using GrayWallet’s wallet services to invest and being unable to withdraw their cryptocurrency.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  6. 17 November 2021

    FMA publishes implementation approach for climate-related disclosure regime

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko has published its implementation approach for the Financial Sector (Climate-related Disclosures and Other Matters) Amendment Bill (CRD Bill).
    Tags
    Legislation, Climate related disclosure, Media release, Business, News & Insights
    Type
    Page

  7. 17 November 2021

    New self-assessment tools aim to boost success of financial advice providers

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko has released three new self-assessment tools to help financial advice providers (FAPs) prepare for full licensing.
    Tags
    Financial Advice Provider, Roles, Media release, Financial Services Legislation Amendment Act (FSLAA), Business, News & Insights
    Type
    Page

  8. 17 November 2021

    Climate-related disclosures regime implementation approach

    This document explains the Climate-related Disclosures (CRD) legislation and outlines the Financial Markets Authority’s implementation approach for the CRD regime.
    Tags
    Directors, Roles, Ethical finance, Climate related disclosure, Authorised body under a FAP, Financial Institutions, Climate Reporting Entities, Business, FMA, Managed investment schemes, Supervisor
    Type
    Page, Guidance

  10. 16 November 2021

    Saga Trade

    WARNING: We are concerned that Saga Trade may be operating a scam. We have received reports of investors being unable to withdraw their investments. Saga Trade is not a registered financial service provider in New Zealand, nor licensed in New Zealand to offer trading in derivatives, including CFDs.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  11. 15 November 2021

    Adler Acquisitions and Financial Services Inspectorate (Finansiell Tjänster Inspektorat)

    WARNING: The FMA received a complaint from a New Zealand resident who invested in shares with Adler Acquisition. Adler Acquisition issued the complainant a letter from Financial Services Inspectorate / Finansiell Tjänster Inspektorat, who purport to be a regulatory authority in Sweden, requesting the complainant make a payment to the regulator before the investor’s money can be released.
    Tags
    Fake regulator, Suspected scam, Consumer, Scams
    Type
    Page

  12. 14 November 2021

    Consumer IPO information and guide

    This investor guide tells you what you need to know before investing in a new share offer
    Tags
    Shares, Ways to invest, Investor information, Investing, Consumer
    Type
    PDF

  13. 11 November 2021

    APOLLINARIS LIMITED

    APOLLINARIS LIMITED is an AML/CFT reporting entity
    Tags
    AML/CFT, Roles, Reporting entities, Business
    Type
    Page

  15. 11 November 2021

    Consultation on expiring class legislative notices

    Throughout 2020 and 2021 we will be consulting on a range of class exemption and other legislative notices that are due to expire before the end of 2022.
    Tags
    Roles, Consultations, Business
    Type
    Page