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  2. 1 October 2012

    Securities Act (Brokers)

    Securities Act (Brokers) expired exemption notice
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page

  4. 27 August 2010

    Securities Act (Endace Limited)

    Securities Act (Endace Limited) expired exemption notice
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page

  5. 17 September 2010

    Securities Act (TrustPower Limited)

    Securities Act (TrustPower Limited) expired exemption notice
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page

  7. 30 August 2016

    European recognition of FMA oversight of auditors

    The European Commission has announced its recognition of the New Zealand audit oversight regime as equivalent to EU standards, permitting NZ-regulated auditors to operate in the European Union.
    Tags
    Auditors, Media release, Roles, Business, News & Insights
    Type
    Page

  8. 28 February 2018

    Consultation paper: Updated Corporate Governance Handbook

    Consultation paper: Updated Corporate Governance Handbook. The handbook is designed as a guide for a wide range of companies and businesses. Read more.
    Tags
    Directors, Consultations, Roles, Business
    Type
    Page

  9. 30 July 2014

    Pledgeme Limited

    Pledgeme Limited, FSP359926, is licensed by the FMA to provide crowdfunding services.
    Tags
    Crowdfunding providers, Roles, Licensed entity, Business
    Type
    Page

  10. 30 September 2016

    Plus500AU Pty Ltd

    Plus500AU Pty Ltd, FSP486026, is a licensed derivatives issuer.
    Tags
    Derivative Issuer, Licensed entity, Roles, Business
    Type
    Page

  11. 19 August 2015

    Investment World Limited

    Investment World Limited, FSP49702, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  12. 12 August 2016

    Paul Steven Bevin

    Paul Steven Bevin, FSP477606, is a licensed Independent Trustee.
    Tags
    Independent trustee, Licensed entity, Roles, Business
    Type
    Page

  13. 22 August 2018

    Haig, Lafferty & Partners

    Representatives of Haig, Lafferty & Partners are cold calling investors
    Tags
    Fake regulator, Suspected scam, Scams
    Type
    Page

  14. 1 September 2020

    Intrgroups/ Intrgroup

    We are concerned that Intrgroup and its associated website may be operating a scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  15. 19 August 2020

    Ivory Option

    We are concerned that Ivory Option has the hallmarks of a scam.
    Tags
    Suspected scam, Scams
    Type
    Page