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  1. 3 August 2020

    Move Asset Management Limited

    Move Asset Management Limited is an AML reporting entity.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  3. 3 August 2020

    FORTITUDE FINANCIAL LIMITED

    Fortitude Financial Limited is an AML reporting entity.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  4. 1 August 2020

    Continuity Capital PE2 GP Limited

    Continuity Capital PE2 GP Limited is an AML reporting entity.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  5. 31 July 2020

    Expense Disclosure CE Jun 2020

    CE expenses disclsoure for the period 1 January 2020 - 30 June 2020.
    Tags
    Executive expenses, FMA
    Type
    PDF

  7. 31 July 2020

    Expense Disclosure CE gifts Jun 2020

    CE gifts and benefits disclosure for the period 1 January 2020 - 30 June 2020.
    Tags
    Chief Executive Gifts and Benefits Disclosure, FMA
    Type
    PDF

  9. 30 July 2020

    Flint Wealth Limited

    Flint Wealth Limited is an AML/CFT reporting entity
    Tags
    AML/CFT, Roles, Reporting entities, Business
    Type
    Page

  10. 29 July 2020

    MBIE announcement on FMA levies

    MBIE have announced details of FMA levy amounts for 2021/22 and 2022/23.
    Tags
    Media release, FMA, News & Insights
    Type
    Page

  11. 29 July 2020

    Financial Markets Conduct (Booster Financial Services Limited) Exemption Notice 2020

    This notice exempts Booster Financial Services Limited (BFSL) and its nominated representatives from certain provisions of the Financial Markets Conduct Act 2013, in relation to the new financial advice regime. The effect of the notice is that BFSL is permitted to have nominated representatives under a transitional licence, and it and its nominated representatives have the benefit of the transitional regime’s competency safe harbour.
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page

  12. 27 July 2020

    FAQs about our immediate priorities during the COVID-19 response and recovery

    It's not yet known how long the pandemic will continue to impact New Zealand’s financial sector. Work on our medium-term strategic priorities is ongoing, but we recognise COVID-19 poses immediate challenges and could seriously undermine consumer confidence and damage the wider sector. We will also continue to progress the medium-term strategic activities that support our statutory objective of fair, efficient and transparent financial markets.The immediate priorities in this FAQ document relate to the foreseeable three to six month timeframe. However, we also plan to publish a corporate plan later this year outlining our key areas of focus and work programme, once there is greater certainty on the impact of COVID-19 on the financial sector. Read our FAQs here.
    Tags
    COVID-19, Regulation, Regulation updates, Business, FMA, News & Insights
    Type
    Page

  13. 27 July 2020

    FMA outlines short-term priorities in response to COVID-19

    The Financial Markets Authority (FMA) has today released an information sheet outlining its priorities over the next three to six months as New Zealand continues to respond to COVID-19.
    Tags
    Compliance, Directors, Governance, Regulation, Regulation updates, Roles, Media release, Business, Consumer, FMA, News & Insights, Enforcement
    Type
    Page

  14. 27 July 2020

    OPTIMA WEALTH LIMITED

    Optima Wealth Limited is an AML reporting entity.
    Tags
    AML/CFT, Roles, Reporting entities, Business
    Type
    Page

  15. 27 July 2020

    Our immediate priorities during the COVID-19 response and recovery

    This information sheet outlines the FMA’s immediate priorities as New Zealand continues to respond to the COVID-19 pandemic, showing how we will support that response and recovery, while also ensuring financial service providers support their customers and investors.
    Tags
    COVID-19, FMA, News & Insights
    Type
    Page