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  1. 24 September 2020

    Supervision Insights report

    An overview of the FMA’s supervision activities and findings from our monitoring reviews of regulated entities.
    Tags
    Reports and Papers, Roles, Crowdfunding providers, Cryptocurrencies, Derivative Issuer, Discretionary investment management scheme (DIMS), Financial Advice Provider, Business, Interposed persons under new financial advice regime, Managed investment schemes, News & Insights, Peer-to-peer lending service providers
    Type
    Page

  2. 23 September 2020

    Supervision Insights Report 2020

    An overview of the FMA’s supervision activities and findings from our monitoring reviews of regulated entities. This is our 2020 report.
    Tags
    Reports and Papers, Roles, Business, News & Insights, Supervisor
    Type
    PDF

  3. 22 September 2020

    FMA prevents CLSA Premium NZ Limited (formerly KVB Kunlun) from offering derivatives to retail investors

    The Financial Markets Authority (FMA) has imposed conditions on the derivatives issuer licence of CLSA Premium New Zealand Limited (CLSAP NZ, formerly KVB Kunlun) that prevent the firm from making an offer to or receiving further funds from, retail investors in relation to derivatives.
    Tags
    Derivatives, Regulation, Ways to invest, Investing, Media release, Business, Consumer, News & Insights, Enforcement
    Type
    Page, Financial reporting

  4. 22 September 2020

    Acquisition Direct Facilitators

    We are concerned that Acquisition Direct Facilitators may be operating a scam.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  6. 21 September 2020

    Coinsave

    We are concerned that Coinsave may be operating a scam via the website.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  9. 18 September 2020

    FMA files criminal charges in relation to Forestlands

    The Financial Markets Authority has filed criminal charges against an individual in relation to the Forestlands group of companies, for alleged disclosure and financial record keeping breaches.
    Tags
    Cases, Media release, News & Insights, Enforcement
    Type
    Page

  10. 16 September 2020

    Principle Forsakrings Holdings

    Principle Forsakrings is not registered on the FSPR and not an incorporated company in New Zealand.
    Tags
    Suspected scam, Scams
    Type
    Page

  11. 15 September 2020

    Holding Investment

    We are concerned Holding Investment and its associated website may be operating a scam.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  12. 15 September 2020

    G.R.C Trustee

    We are concerned G.R.C Trustee and https://www.grctrustee.com/ may be operating a scam.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  13. 15 September 2020

    Alioth Club

    We are concerned Alioth Club may be operating a scam and is falsely claiming to be based in New Zealand.
    Tags
    Suspected scam, Scams
    Type
    Page

  14. 14 September 2020

    Promarkets

    Promarkets is not registered on the FSPR and not an incorporated company in New Zealand.
    Tags
    Suspected scam, Scams
    Type
    Page

  15. 14 September 2020

    Coinvest

    The FMA recommends exercising caution before dealing with https://coinvest.ltd/. The website displays a company certificate of incorporation, as evidence of a license which is false and we are concerned this may mislead investors.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page