Back

Search results

Found 6552 results. Displaying page 218 of 437

  1. 2 November 2020

    FMA opens consultation on guidance for KiwiSaver fees

    The FMA’s guidance sets out the regulatory approach to the requirement that KiwiSaver fees not be unreasonable.
    Tags
    Regulation, Media release, KiwiSaver providers, Managed investment schemes, Roles, Business, News & Insights
    Type
    Page, Guidance

  3. 30 October 2020

    Consultation KiwiSaver Fees and Value for Money

    This consultation seeks input from KiwiSaver managers, KiwiSaver supervisors, other MIS managers, and other
    interested parties, on the regulatory approach to the statutory requirement that KiwiSaver fees must not be unreasonable and the related overarching statutory duties.
    Tags
    KiwiSaver providers, Consultations, Managed investment schemes, Roles, Business
    Type
    PDF

  5. 30 October 2020

    Tempo Limited

    Tempo Limited is an AML/CFT reporting entity. The entity was previous know as Trove NZ Limited changed to Tempo Limited on date 13 November, 2023.
    Tags
    AML/CFT, Roles, Reporting entities, Business
    Type
    Page

  7. 23 October 2020

    Understanding sharemarket jargon

    FMA article about common terms you might come across when you invest in shares.
    Tags
    Shares, Ways to invest, Investing, Article, Consumer, News & Insights
    Type
    Page

  8. 22 October 2020

    Consultation paper Recognition of Australian Adviser Qualifications

    Consultation: This guidance note is for any person who gives regulated financial advice, and their advisers and interested parties. It seeks feedback on proposed recognition of
    certain Australian adviser qualifications.
    Tags
    Authorised body under a FAP, Financial Advice Provider, Consultations, Roles, Business
    Type
    PDF

  9. 22 October 2020

    16th Annual Financial Markets Law Conference

    Liam Mason, director of regulation for the Financial Markets Authority, gave an address to the 16th Annual Financial Markets Law Conference in October, 2020.
    Tags
    Speeches and presentations , News & Insights
    Type
    PPT

  10. 21 October 2020

    BND Traders and DMAX

    https://www.bndtraders.com/ and https://www.dmaxinvestments.com/services-real-estate/  are not registered financial service providers in New Zealand or licensed by the FMA.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  12. 19 October 2020

    Howden Global Acquisition Group

    We are concerned Howden Global Acquisition Group is associated with United Commonwealth Financial Protection Board, an entity that we have published a warning about.
    Tags
    Suspected scam, Scams
    Type
    Page

  13. 19 October 2020

    United Commonwealth Financial Protection Board

    We are concerned United Commonwealth Financial Protection Board is associated with Howden Global Acquisition Group, an entity that we have published a warning about.
    Tags
    Fake regulator, Suspected scam, Scams
    Type
    Page

  14. 16 October 2020

    Crypt-opay

    The FMA has issued a warning regarding the entity, Crypt-opay. Please read the warning here.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  15. 15 October 2020

    AML warnings - OIA request

    OIA response, dated 15 October 2020, looking at the total number of non-public formal warnings issued until June 2020 and he calendar or reporting years in which these were issued
    Tags
    FMA
    Type
    PDF, OIA