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  1. 21 October 2016

    Trustees Executors Limited

    Trustees Executors Limited, FSP37383, is a licensed Independent Trustee.
    Tags
    Independent trustee, Licensed entity, Roles, Business
    Type
    Page

  2. 18 October 2016

    New Zealand’s latest film festival brings fraud to the big screen

    The inaugural New Zealand International Fraud Film Festival (Fraud Film Festival) is being held on 18 & 19 November at Auckland’s Q Theatre and is timed to coincide with Fraud Awareness Week. The festival is affiliated with the Dutch Fraud Film Festival which first took place in 2014.
    Tags
    Campaigns, Media release, Investing, Consumer, News & Insights
    Type
    Page

  3. 17 October 2016

    ANZ New Zealand Investments Limited

    ANZ New Zealand Investments Limited, FSP33221, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  4. 17 October 2016

    Liberty Venture Holdings Inc.

    Warnings issued by the Australian Securities and Investment Commission in relation to Liberty Venture Holdings Inc.
    Tags
    Suspected scam, Scams
    Type
    Page

  5. 17 October 2016

    CMS Trader

    CMS Trader, Pandorx Ventures Limited, CMS Ventures Limited, and Steven David Hutton are not registered in New Zealand to offer financial services in or from New Zealand.
    Tags
    International regulator alerts, Scams
    Type
    Page

  6. 17 October 2016

    Tall Options

    Tall Options and Corporate Enterprises PTY Limited are not registered on the FSPR and therefore they are not allowed to offer financial services in New Zealand.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  8. 14 October 2016

    Norfolk Mortgage Management Limited

    Norfolk Mortgage Management Limited, FSP31523, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  12. 10 October 2016

    The FMA releases 2016 Annual Report

    The Financial Markets Authority (FMA) 2016 annual report highlights the fact the FMA has now moved from transition mode to establishing itself as a fully-fledged conduct regulator.
    Tags
    Governance, Media release, FMA, News & Insights
    Type
    Page

  15. 10 October 2016

    Consultation regulatory returns for prescribed intermediary services

    This consultation aims to gain feedback on our proposals for regulatory returns for licensed crowdfunding and peer-to-peer lending service providers.
    Tags
    Crowdfunding providers, Consultations, Roles, Business, Peer-to-peer lending service providers
    Type
    PDF