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Found 6560 results. Displaying page 157 of 438

  1. 22 August 2022

    Investor alert: Capital Heritage / capitalheritagelimited.com

    WARNING: The FMA is concerned that Capital Heritage, who operate the website https://capitalheritagelimited.com/, is falsely claiming to be a New Zealand company and is involved in a scam
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  2. 22 August 2022

    Rebalance Financial Planning (2022) Limited

    Rebalance Financial Planning (2022) Limited are a licensed DIMS
    Tags
    Discretionary investment management scheme (DIMS), Roles, Licensed entity, Business
    Type
    Page

  3. 20 August 2022

    FMA organisation chart - OIA request

    OIAP response dated 20 August 2021, FMA organisation charts - Request for the FMA’s current organisation chart
    Tags
    Type
    PDF, OIA

  4. 19 August 2022

    Aedifice Capital Designated Business Group

    Aedifice Capital Designated Business Group is a Designated Business Group with members: Aedifice Capital Partners Limited, Aedifice Capital Limited and Aedifice Capital Fund Limited Partnership.
    Tags
    AML/CFT, Roles, Reporting entities, Business, Designated Business Group (DBG)
    Type
    Page

  5. 18 August 2022

    FMA Investor Profile - Carla Fasher

    Investor Profile featuring Carla Fasher, a 29-year-old optometrist who got into investing as a student while working at a bank.
    Tags
    Investing, Article, Consumer, News & Insights
    Type
    Page

  8. 16 August 2022

    Banks, building societies and credit unions Climate Reporting Entities Flow Chart

    This flow chart, for Banks, building societies and credit unions, is to help determine if your organisation is a Climate Reporting Entity. This chart is only for guidance. It should not be considered to be, or relied on as, legal advice. Please ensure you undertake your own due diligence.
    Tags
    Banking, Climate related disclosure, Offer disclosure for equity and debt offers, Insurance Providers, Roles, Financial Institutions, Climate Reporting Entities, Business
    Type
    PDF, Guidance

  9. 16 August 2022

    Licensed Insurer Climate Reporting Entities Flow Chart

    This flow chart, for Licensed Insurers, is to help determine if your organisation is a Climate Reporting Entity. This chart is only for guidance. It should not be considered to be, or relied on as, legal advice. Please ensure you undertake your own due diligence.
    Tags
    Insurance Providers, Climate related disclosure, Financial Institutions, Climate Reporting Entities, Business
    Type
    PDF, Guidance

  10. 16 August 2022

    Listed Issuer Climate Reporting Entities Flow Chart

    This flow chart, for Listed Issuers, is to help determine if your organisation is a Climate Reporting Entity. This chart is only for guidance. It should not be considered to be, or relied on as, legal advice. Please ensure you undertake your own due diligence.
    Tags
    Derivative Issuer, Climate related disclosure, Roles, Offer disclosure for equity and debt offers, Insurance Providers, Climate Reporting Entities, Business
    Type
    PDF, Guidance

  11. 16 August 2022

    Managed Investment Scheme (MIS) Manager Climate Reporting Entities Flow Chart

    This flow chart, for Managed Investment Scheme (MIS) Managers, is to help determine if your organisation is a Climate Reporting Entity. This chart is only for guidance. It should not be considered to be, or relied on as, legal advice. Please ensure you undertake your own due diligence.
    Tags
    KiwiSaver providers, Climate related disclosure, Roles, Climate Reporting Entities, Business, Managed investment schemes
    Type
    PDF, Guidance

  13. 12 August 2022

    South African regulator cautions investors about Prime Bright Investment

    A warning has also been published about Prime Bright Investment Limited by the Financial Sector Conduct Authority in South Africa (FSCA), the financial regulator of South Africa. FMA are concerned that the entity may be involved in a scam.
    Tags
    Suspected scam, Unregistered business, Scams
    Type
    Page

  14. 12 August 2022

    Consultation Proposed Standard conditions FAP full licensing

    Consultation: Proposed standard conditions for financial advice provider full licences and classes of financial advice service.
    Tags
    Financial Advice Provider, Consultations, Roles, Standard conditions, Licensing & registration, Business
    Type
    PDF

  15. 12 August 2022

    Standard Conditions - FAP licences

    Standard Conditions for financial advice provider licences.
    Tags
    Financial Advice Provider, Standard conditions, Roles, Licensing & registration, Business
    Type
    PDF