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Page last updated: 08 September 2023

Unregistered businesses

This list contains the names of businesses or individuals that are not registered as a financial service provider on the Financial Service Providers Register (FSPR) in New Zealand but may be in the business of providing financial services. An individual or entity that is in the business of providing a financial service to clients in New Zealand should be registered on the FSPR for that service. Not being registered on the FSPR may mean they are not complying with the requirements of New Zealand legislation.

The list is not exhaustive. Prior to engaging, we recommend checking that the Advisor is registered on the Financial Service Providers Register (FSPR).

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Found 199 results. Displaying page 2 of 14

  2. 21 August 2023

    Peathorna Global – Unregistered Business

    Peathorna Global offers investment plans to New Zealanders with unrealistically high returns on crypto products, but is not registered on the Financial Service Providers Register (FSPR) to offer these services.

  3. 21 August 2023

    Onyx Group Limited – Unregistered Business

    Onyx Group Limited offers wealth management and financial planning services, and share offers to New Zealand residents, but it is not registered on the Financial Services Provider Register (FSPR) or licensed as a Financial Advice Provider to do so.

  4. 3 August 2023

    Plaza funds management – Unregistered Business

    www.Plazafundsmanagement.com offers investment opportunities in Bonds, Term Deposits and IPO’s and purports to be based in New Zealand but is not registered on the Financial Service Providers Register (FSPR) to provide financial services in New Zealand.

  7. 15 June 2023

    Uoncrypto – Unregistered, withdrawal fees demanded

    We recommend caution when dealing with Uoncrypto.com. Uoncrypto offers New Zealanders investment plans with unrealistically high returns on crypto products but is not registered on the financial service providers register (FSPR) to provide financial services in New Zealand.

  13. 17 March 2023

    Rock Wealths Limited

    INVESTOR WARNING: Rock Wealths offers investment plans with unrealistically high returns on crypto products and purports to be based in New Zealand but is not registered on the Financial Service Providers Register (FSPR).

  15. 21 February 2023

    Coin Options Trade

    Derivative company, Coin Options Trade is falsely purporting to be a registered company in the United Kingdom. They are offering financial products and services to New Zealand residents without the appropriate credentials to do so.