Document Library

A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

Found 1400 results. Displaying page 6 of 94

  1. 26 July 2022

    Ethical Investment Journey Research

    This report contains findings from a qualitative study interviewing a range of New Zealanders about their experience with ethical* investments. It covers the underlying factors that drive people toward considering an ethical investment (KiwiSaver or managed fund) and their experiences of navigating the different providers and products on offer. It also provides detail on specific triggers and difficulties during people’s journey toward buying ethical investments. It covers the types of information people find most useful, challenges facing potential ethical investors, and factors providers should consider to improve people’s experience. Ethical Investment Journey Research - July 2022.
    Reports and Papers, Ethical finance, Business, FMA, News & Insights
    PDF, Report, Research
  2. 12 July 2022

    Self assessment tool complaints handling

    Use this self-assessment tool to see if you’re ready to complete the complaints handling section of your Class 1 or Class 2 FAP full licence application. It should help you identify areas of strength or weakness in your full licence preparation so you can seek further help or advice and address any gaps before you apply.
    Authorised body under a FAP, Financial Advice Provider, Roles, Business
  3. 5 July 2022

    Financial Markets Conduct Futurity Investment Group Limited Exemption Notice 2022.

    The Financial Markets Conduct (Futurity Investment Group Limited) Exemption Notice 2022 exempts Futurity Investment Group Limited (the manager), as manager of Futurity managed investment schemes in New Zealand, principally from section 156(1) of the Financial Markets Conduct Act 2013 (the Act) subject to certain conditions.
    Exemptions, Business
    PDF, Financial Markets Conduct Act exemptions, Current, Exemption notice