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A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

Found 1604 results. Displaying page 6 of 107

  2. 31 October 2023

    Climate Related Disclosure Scenario analysis information sheet

    This information sheet details compliance expectations of the FMA for scenario analysis disclosures made under the climate-related disclosures (CRD) regime.
    Tags
    Authorised body under a FAP, Ethical finance, Climate related disclosure, Financial Institutions, Climate Reporting Entities, Roles, Business, Managed investment schemes
    Type
    PDF

  3. 30 October 2023

    Key findings from 2022 Supervisor relicensing

    Report on findings and areas for improvement identified by the FMA’s 2022 relicensing of Supervisors.
    Tags
    Reports and Papers, Roles, Business, News & Insights, Supervisor
    Type
    PDF

  5. 18 October 2023

    Exemption Notice - Financial Markets Conduct (Product Disclosure Statements in Te Reo Māori and English) Exemption Notice 2023

    The Financial Markets Conduct (Product Disclosure Statements in Te Reo Māori and English) Exemption Notice 2023 provides an exemption for issuers of financial products who wish to provide their PDS in both te reo Māori and English, providing relief from the requirements in the FMC Regulations relating to the prescribed length limits and, if necessary, some prescribed statements and formatting.
    Tags
    Exemptions, Business
    Type
    PDF

  8. 4 October 2023

    Guidance for keeping proper climate related disclosure records

    This guidance note is for entities that have climate-related
    disclosure obligations under Part 7A of the Financial Markets
    Conduct Act 2013. It is intended to help climate reporting
    entities (CREs) meet their statutory requirement to keep
    proper climate-related disclosure records at all times.
    Tags
    Climate related disclosure, Climate Reporting Entities, Roles, Business, Managed investment schemes, Supervisor
    Type
    PDF, Guidance

  9. 4 October 2023

    CRD record keeping summary of key themes

    Climate related disclosure record keeping summary of key themes.
    Tags
    Climate related disclosure, Climate Reporting Entities, Roles, Business, Managed investment schemes, Supervisor
    Type
    PDF

  11. 30 September 2023

    Consultation paper proposed guidance on scheme wind ups

    FMA is considering guidance for Supervisors and (where there is no Supervisor) Managers of registered schemes on the requirements in section 212 (Initial steps in winding up of registered scheme) and section 213 (Winding-up report) of the Financial Markets Conduct Act 2013 (FMC Act).
    Tags
    Consultations, Managed Investment Schemes, Roles, Business, Managed investment schemes
    Type
    PDF, Consultation

  12. 30 September 2023

    Feedback form FMA scheme winding up guidance

    Consultation feedback form: FMA scheme winding up guidance.
    Tags
    Consultations, Managed Investment Schemes, Roles, Business, Managed investment schemes
    Type
    Word document, Consultation

  13. 29 September 2023

    Feedback form Liquidity risk management

    Feedback form of Liquidity risk management draft guidance.
    Tags
    Consultations, Roles, Supervisors, Business, Managed investment schemes
    Type
    Word document

  15. 28 September 2023

    Catalist market operator obligations review 2023

    Findings from the FMA’s review of how well Catalist is meeting its licensed market operator obligations, for the period 1 April 2022 to 31 March 2023.
    Tags
    Roles, Reports and Papers, Business, Market operator, News & Insights
    Type
    PDF