Document Library

A filtered search by topic for all guidance, reports or research documents stored on the FMA website.


Found 1326 results. Displaying page 3 of 89

  1. 1 September 2013

    2013 Superannuation Schemes Report

    This report has been prepared in accordance with section 28 of the Act and details the principal matters transacted under the Act for the year ended 30 June 2013.
    This report is solely in respect of registered superannuation schemes and does not include any KiwiSaver scheme data. There is a separate report prepared for KiwiSaver schemes in respect of the year ended 30 June 2013.
    Tags
    Reports and Papers, Managed investment schemes, Supervisor, Roles, Business, News & Insights
    Type
    PDF, Report
  2. 1 October 2007

    Unreasonable fees KiwiSaver guideline

    The Government objective for KiwiSaver is to establish a low cost work-based savings scheme. In general terms the KiwiSaver Act 2006 (“the Act”) expounds the principle that the fees should not be unreasonable and should reflect the services provided. This guideline was issued by the Government Actuary.
    Tags
    KiwiSaver providers, Managed investment schemes, Roles, Business
    Type
    PDF, Guidance
  3. 22 October 2020

    Consultation paper Recognition of Australian Adviser Qualifications

    Consultation: This guidance note is for any person who gives regulated financial advice, and their advisers and interested parties. It seeks feedback on proposed recognition of
    certain Australian adviser qualifications.
    Tags
    Authorised body under a FAP, Financial Advice Provider, Consultations, Roles, Business
    Type
    PDF