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Document Library

A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

Found 1610 results. Displaying page 4 of 108

  1. 23 February 2024

    Climate related disclosure levies

    Information regarding levies for climate related disclosures.
    Tags
    Climate related disclosure, Authorised body under a FAP, Banking, Insurance Providers, Financial Institutions, Roles, Climate Reporting Entities, Business, Supervisor
    Type
    PDF

  2. 19 February 2024

    Licensing Application Guide - Financial Services PART A

    To apply for a market service licence you need to read both PART A and PART B of our licensing application guide. PART A: (this guide) provides general guidance about the licensing process. This includes information about who needs a licence, how to login to the application portal and how to create a RealMe identity, if you don’t already have one (you’ll need one before you can apply).
    Tags
    Crowdfunding providers, Derivative Issuer, Independent trustee, Licence guide, Roles, Licensing & registration, Business, Managed investment schemes
    Type
    PDF

  3. 16 February 2024

    NZCDC Designation Notice FMA RBNZ

    Financial Market Infrastructures Act Designation Notice (NZCDC) 2024
    Tags
    Financial market infrastructures, Roles, Business
    Type
    PDF, Notice

  6. 14 February 2024

    Application pack - Australian Auditor

    This application pack contains documents for an individual who is a registered company auditor under the Corporations Act 2001 (AU) to seek registration for an equivalent occupation under s 19 of the Trans-TAsman Mutual Recognition Act 1997 as a licensed auditor under the Auditor Regualtion Act 2011.
    Tags
    Auditors, Licensing & registration, Roles, Business
    Type
    PDF, Application form

  8. 9 February 2024

    Briefing to incoming Minister

    FMA redacted briefing to the Incoming Minister of Commerce and Consumer Affairs November 2023.
    Tags
    Minister release, FMA, News & Insights
    Type
    PDF