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Document Library

A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

Found 1608 results. Displaying page 76 of 108

  4. 10 October 2016

    Consultation regulatory returns for prescribed intermediary services

    This consultation aims to gain feedback on our proposals for regulatory returns for licensed crowdfunding and peer-to-peer lending service providers.
    Tags
    Crowdfunding providers, Consultations, Roles, Business, Peer-to-peer lending service providers
    Type
    PDF

  5. 10 October 2016

    FMA Annual Report 2016

    FMA Annual Report 2016.
    Tags
    Type
    PDF, Annual report, Corporate publications

  7. 1 October 2016

    KiwiSaver Annual Report 2016

    We are required to report each year on our main KiwiSaver activities. This report covers the period from 1 July 2015 to 30 June 2016, and contains a summary of the statistical returns required to be lodged by KiwiSaver schemes as at 31 March 2016.
    Tags
    KiwiSaver providers, Roles, Business, Managed investment schemes, Supervisor
    Type
    PDF, Report

  10. 30 September 2016

    Advertising Standards Authority - MOU

    MOU concerning consultation, cooperation and the exchange of information between the FMA and the Advertising Standards Authority
    Tags
    Regulation update, FMA
    Type
    PDF, MOU

  12. 23 September 2016

    CPA Australia Limited - MOU

    MOU concerning consultation, cooperation and the exchange of information between the FMA and the CPA Australia Limited
    Tags
    Regulatory cooperation, FMA
    Type
    PDF, MOU

  13. 23 September 2016

    Inland Revenue - MOU

    MOU concerning consultation, cooperation and the exchange of information between the FMA and Inland Revenue
    Tags
    Regulatory cooperation, FMA
    Type
    PDF, MOU

  15. 16 September 2016

    FMA Annual Report 2016 - highlights

    Our annual reports detail the results we have achieved against our stated intentions. These results then feedback into our next cycle of direction-setting, planning, implementation and review. Our annual reports are a great way to review our operational highlights for each financial year. This is the short version of the 2016 report.
    Tags
    Reports and Papers, FMA, News & Insights
    Type
    PDF, Annual report, Corporate publications