Back

Search results

Found 6560 results. Displaying page 392 of 438

  1. 1 August 2013

    Guardian Trust submission

    Submission made on behalf of The New Zealand Guardian Trust Company Limited in response to the consultation paper 'Practical Implications of Reporting Entitie transacting with other Reporting Entities and the Factsheet.
    Tags
    Consultations, Supervisor, Roles, Business
    Type
    PDF

  2. 1 August 2013

    Kensington Swan Lawyers submission

    Response to consultation paper from Kensington Swan, 1 Aug 2013: Practical implications of Reporting Entities transacting with other Reporting Entities and the Factsheet on Managing Intermediaries.
    Tags
    Consultations, Business
    Type
    PDF, Letter

  3. 1 August 2013

    New Zealand Bankers Association submission

    Response to consultation, New Zealand Bankers Association, 3 Aug 2013: Draft factsheet on managing intermediaries
    Tags
    Consultations, Business
    Type
    PDF, Letter

  4. 1 August 2013

    Consultation submission Buddle Findlay

    Submission on Consultation Paper: Practical Implications of reporting entities transacting with other reporting entities and the factsheet on managing intermediaries
    Tags
    Consultations, Business
    Type
    PDF, Letter, Submission form

  5. 1 August 2013

    Trustees Executors submission

    Submission from Trustees Executors in response to the Consultation paper: practical implications of reporting entities transacting with other reporting entities
    Tags
    Consultations, Business
    Type
    PDF, Submission form

  6. 1 August 2013

    MinterEllisonRuddWatts Lawyers submission

    Feedback on consultation from Minter Ellison Rudd Watts, 1 Aug 2013: Practical implications of factsheet on Managing intermediaries feedback
    Tags
    Consultations, Business
    Type
    PDF, Letter

  10. 1 August 2013

    Westpac submission

    Submission from Westpac New Zealand Limited in response to the Consultation Paper: Practical implications of reporting entities transacting with other reporting entities, 8 Aug 2013
    Tags
    Consultations, Business
    Type
    PDF, Letter, Submission form

  11. 1 August 2013

    Loan2Day Financial Company Limited

    Loan2Day Financial Company Limited is not registered to provide broker services in New Zealand.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  13. 1 August 2013

    AML/CFT - wire transfers fact sheet

    The Anti-Money Laundering and Countering Financing of Terrorism Act 2009 (the Act) contains a set of obligations for reporting entities to enhance the transparency of wire transfers. Wire transfers have been assessed in the National Risk Assessment as presenting a high risk of money laundering in New Zealand, which is consistent with experience overseas.
    Tags
    AML/CFT, Roles, Reporting entities, Business
    Type
    PDF, Fact sheet

  14. 1 August 2013

    AML/CFT acting on behalf of a customer fact sheet

    AML/CFT acting on behalf of a customer fact sheet. A person acting on behalf of a customer is subject to the same identification requirements as the customer.
    The fact sheet should be read in conjunction with the beneficial ownership guideline.
    Tags
    AML/CFT, Roles, Business
    Type
    Page, Fact sheet, Guidance

  15. 1 August 2013

    AML/CFT wire transfers fact sheet

    The AML/CFT wire transfers fact sheet describes: what a wire transfer is, who are the parties to a wire transfer and what are the responsibilities placed on reporting entities that are Ordering, Intermediary, or Beneficiary Institutions.
    Tags
    AML/CFT, Roles, Business
    Type
    Page, Guidance