Back

Search results

Found 6560 results. Displaying page 380 of 438

  2. 30 April 2014

    Survey shows investors look forward to easy-to-follow IPO offer documents

    A New Zealand investor survey conducted on behalf of the Financial Markets Authority and NZX shows there is good support for companies making initial public offerings (IPOs) among those who have invested in recent IPOs.
    Tags
    Media release, Consumer, News & Insights
    Type
    Page

  3. 30 April 2014

    Investor experience of IPOs survey

    An online survey of 303 New Zealanders who invested in or seriously considered investing in a recent IPO was conducted to provide an overview of the IPO experience.
    Tags
    Offer information, Roles, Reports and Papers, Business, Market operator
    Type
    Page, Surveys

  4. 30 April 2014

    Securities Trustees and Statutory Supervisors - Feedback from monitoring visits

    This monitoring report and the guidance issued by us in June 2013 on Monitoring by Securities Trustees and Statutory Supervisors have been designed to help licensees move towards best standards of compliance.
    Tags
    Reports and Papers, Independent trustee, Roles, Business, News & Insights, Supervisor
    Type
    PDF

  7. 7 April 2014

    Disclosure of fees paid to auditors by listed issuers 2014

    As part of our thematic review, we reviewed the disclosure of fees paid to the external auditors of a sample of
    listed issuers for balance dates in 2012. This report summarises our findings and the concerns we have about the current quality of disclosure of audit and non-audit fees.
    Tags
    Reports and Papers, Auditors, Roles, Business, News & Insights
    Type
    PDF

  8. 4 April 2014

    Securities Trustees and Statutory Supervisors - Feedback from monitoring visits

    The findings in this report reflect common issues recorded during our on-site visits of licensees and summarises the overall assessment of monitoring quality (section 1). It also provides key messages for licensees (section 2) and outlines the future focus of monitoring reviews (section 3).
    Tags
    Monitoring, Independent trustee, Roles, Reports and Papers, Business, Supervisor
    Type
    Page, Report

  9. 1 April 2014

    FMA's new role as regulator of conduct

    FMA's new role as regulator of conduct information sheet talks to the FMA replacing the Commerce Commission as the primary regulator of conduct in relation to financial products and services from 1 April 2014.
    Tags
    FMC Act, Legislation, Business, FMA
    Type
    Page, Guidance

  10. 1 April 2014

    FMA’s new role as regulator of conduct

    From 1 April 2014 FMA replaces the Commerce Commission as the primary regulator of conduct in relation to financial products and services. Find out what this means.
    Tags
    FMC Act, Legislation, Regulation update, Business, FMA
    Type
    PDF, Notice

  11. 31 March 2014

    Commerce Commission - MOU

    MOU concerning consultation, cooperation and the exchange of information between the FMA and the Commerce Commission
    Tags
    Regulatory cooperation, FMA
    Type
    PDF, MOU

  13. 27 March 2014

    Unsolicited Offers Monitoring Report

    In this report we set out our findings and observations based on our monitoring activities on 14 February 2014.
    Tags
    Compliance, Monitoring, Offer disclosure for equity and debt offers, Roles, Reports and Papers, Business, Market operator
    Type
    Page, Report

  14. 27 March 2014

    Investors better informed about low ball offers

    FMA says in a report that new regulations are assisting investors to make better informed decisions about unsolicited or low ball offers. The report also acknowledges that companies whose investors have been targeted have contributed to investors being better informed.
    Tags
    Media release, Consumer, News & Insights
    Type
    Page

  15. 21 March 2014

    FMA files criminal charges following investigation into Viaduct and Mutual

    The Financial Markets Authority has filed charges under the Crimes Act and under the Companies Act against directors and another of Viaduct Capital Limited (in receivership) and Ex-MFL Limited (in Receivership) (formerly Mutual Finance Limited).
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page