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  1. 19 December 2018

    NZX Participant Rules - Approval of Changes Notice 2018

    This notice approves the changes to the Participant Rules that were provided to the FMA by NZX for approval on 13 Nov 2018. These changes will be incorporates into the Participant Rules on 1 July 2019 or on a date in the future determined by the NZX in accordance with the Participant Rules at Rule 1.4
    Tags
    FMC Act, Legislation, Business
    Type
    PDF, Notice

  2. 19 December 2018

    NZX Derivatives Market Rules - Approval of Rule Changes 2018

    This notice approves changes to the Derivates Rules that were provided to the FMA by NZX for approval on 13 Nov 2018. The changes approved are: necessary amendments to ensure consistency with the listing rules and the Captial Adequcy rules have been amended to include "Fund" as well as Debt and Equity Securities.
    Tags
    Derivatives, FMC Act, Legislation, Ways to invest, Investing, Business, Consumer
    Type
    PDF, Notice

  4. 19 December 2018

    MYfintec

    MYfintec has the hallmarks of a scam, including withholding client funds, pressure to invest more before being able to withdraw funds, and bank accounts that do not match the company name.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  5. 19 December 2018

    Golden Financial Service Limited

    GFS is not licensed to issue derivative products (CFDs) to New Zealand retail investors
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  6. 18 December 2018

    Two men convicted on Crimes Act charges

    Robert Ian South and Murray Byron Provan have been found guilty at Tauranga District Court on charges filed by the FMA. Read more.
    Tags
    Cases, Media release, News & Insights, Enforcement
    Type
    Page

  9. 17 December 2018

    Explaining fees and products key for consumers

    We have released survey into consumers’ experience of providers’ conduct. The survey found that New Zealanders are relatively satisfied with their financial providers, with consumers feeling they are treated fairly (70%), and with respect (72%).
    Tags
    Media release, Consumer, News & Insights
    Type
    Page

  10. 17 December 2018

    ANZ Bank New Zealand Limited - Judgment

    Judgment in the Court of Appeal in the case against ANZ Bank New Zealand Limited, 17 December 2018.
    Tags
    Court decision, Enforcement
    Type
    PDF

  12. 17 December 2018

    Financial Markets Conduct (Same Class Offers ASX/NZX-Quoted Financial Products) Exemption Notice 2018

    Financial Markets Conduct (Same Class Offers ASX/NZX-Quoted Financial Products) Exemption Notice 2018 exempts issuers from the disclosure and governance requirements in Parts 3 and 4 of the Financial Markets Conduct Act 2013 (the Act) in relation to offers of the same class as financial products that are quoted on ASX where the issuer has a secondary listing on a licensed market operated by NZX Limited. Expired.
    Tags
    Exemptions, Business
    Type
    Page

  14. 12 December 2018

    WiseBanc

    WiseBanc is not registered on the Financial Service Providers Register, it is therefore not permitted to provide financial services to New Zealand residents
    Tags
    International regulator alerts, Scams
    Type
    Page

  15. 12 December 2018

    Bitcoin Revolution Limited

    The FMA has issued a warning that Bitcoin Revolution Limited could be involved in a scam.
    Tags
    Suspected scam, Scams
    Type
    Page