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  1. 17 December 2020

    Three ways to invest with little money

    Three easy ways to invest even if you only have a small amount of money.
    Tags
    Shares, Ways to invest, Investing, Investment basics, Article, Consumer
    Type
    Page, Resource

  3. 17 December 2020

    Exchange-traded funds

    Exchange Traded Funds (ETFs) can be a simple and affordable way of investing in the sharemarket. ETFs enable you to invest in a diverse range of investments, through either a one-off lump sum or a regular savings plan. Learn more about ETFs, understand the risks and returns before you invest.
    Tags
    ETFs, Ways to invest, Investing, Consumer
    Type
    Page

  4. 16 December 2020

    Complying with the prohibition on the notice of trusts on registers

    This information sheet explains the FMA’s expectations in regards to how issuers of regulated products can comply with the prohibition on the notice of trusts being entered on the register that is required to be kept by the issuer.
    Tags
    Compliance, Derivative Issuer, Offer disclosure for equity and debt offers, Roles, Business
    Type
    PDF, Information Sheet

  5. 16 December 2020

    FMA Annual Report 2020

    The 2020 FMA Annual Report highlights our key work from the 2019/2020 financial year, including our response to the COVID-19 crisis, and a range of enforcement activity.
    Tags
    Type
    PDF, Annual report, Corporate publications

  6. 16 December 2020

    FMA publishes 2020 annual report

    The Financial Markets Authority (FMA) has today published its annual report for year to June 2020.
    Tags
    COVID-19, FMA stories, Governance, New Financial Advice regime, Media release, Business, FMA, News & Insights
    Type
    Page

  7. 16 December 2020

    Complying with the prohibition on the notice of trusts on registers

    This information sheet explains the FMA’s expectations in regards to how issuers of regulated products can comply with the prohibition on the notice of trusts being entered on the register that is required to be kept by the issuer.
    Tags
    Roles, Offers of financial products, Derivative Issuer, Business
    Type
    Page, Guidance

  8. 14 December 2020

    Disclosure framework for integrated financial products

    The disclosure framework for integrated financial services guidance note 2020 is relevant to issuers of financial products that
    incorporate non-financial factors.
    Tags
    Derivative Issuer, Financial Advice Provider, Roles, Business, Managed investment schemes, Peer-to-peer lending service providers
    Type
    PDF, Guidance

  11. 14 December 2020

    Disclosure framework for integrated financial products

    This document gives guidance on the advertising and disclosure expectations of the Financial Markets Authority in respect of financial products that incorporate non-financial factors.
    Tags
    Offer information, Roles, Offers of financial products, Business
    Type
    Page, Guidance

  12. 11 December 2020

    Jasper NZ Investors Nominee Limited

    Jasper NZ Investors Nominee Limited is an AML/CFT reporting entity
    Tags
    AML/CFT, Roles, Reporting entities, Business
    Type
    Page

  13. 11 December 2020

    Consultation paper: Prescribed Minimum Standards and Conditions for Licensed Auditors and Registered Audit Firms Notice 2020

    The FMA issued the Auditor Regulation Act (Prescribed Minimum Standards and Conditions for Licensed Auditors and Registered Audit Firms) Notice 2012 (the Notice) on 18 April 2012, and (Prescribed Minimum Standards and Conditions for Licensed Auditors and Registered Audit Firms) Amendment Notice 2015 (the Amendment) on 9 November 2015.
    Tags
    Auditors, Consultations, Roles, Business
    Type
    Page

  15. 10 December 2020

    Sophisticated gold scam targets Kiwi investors

    Sophisticated offshore scammers used radio ads and an 0800 number to dupe Kiwi investors and while one woman was warned off by her local bank, it’s feared others may have actually lost money.
    Tags
    Investing, Article, Consumer, Scams
    Type
    Page