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  1. 31 July 2023

    Standard 6 Margin

    Standard 6 Margin for designated Financial Market Infrastructures (FMIs).
    Tags
    Financial market infrastructures, Roles, Business
    Type
    PDF

  2. 7 April 2021

    Continuity Capital PE6 GP Limited

    Continuity Capital PE6 GP Limited is an AML reporting enity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  3. 5 October 2020

    Investing Myth #6: 'Investing is too difficult and time-consuming'

    ‘Investing is too difficult and time-consuming’ is an investing myth that is debunked by Mary Holm for the FMA. She talks about how investing doesn’t have to be hard for inexperienced investors on this page.
    Tags
    Investment basics, Investing, Consumer
    Type
    Page

  5. 2 May 2023

    ‘5 mins with the FMA’ podcast #6: Financial Advice Providers

    ‘5 mins with the FMA’ podcast #6: We talk to Michael Hewes about New Zealand’s new-look financial advice regime, which has just passed a major milestone, with all financial advice providers now required to hold or operate under a full license.
    Tags
    Financial Advice Provider, Roles, Licensing & registration, Podcast, Business, News & Insights
    Type
    Page, Podcast

  6. 19 March 2024

    Licensing application guide - Independent trustee PART B6

    Your guide to applying for a Independent Trustees licence under the Financial Markets Conduct Act.
    All the questions you’ll be asked, the minimum standards you’ll need to show you meet, and information about the details and supporting documents you’ll need to provide.
    Please make sure you read this guide in conjunction with our ‘Part A’ licensing guide.
    Tags
    Independent trustee, Roles, Licence guide, Licensing & registration, Business
    Type
    PDF

  7. 10 March 2021

    Consultation: New financial advice regime exemptions

    The Financial Services Legislation Amendment Act 2019 (FSLAA) will introduce a new regulatory regime for financial advice. We are considering where FMC Act exemptions may be useful to support the effective operation of the new regime.
    Tags
    New Financial Advice regime, Business
    Type
    Page

  8. 28 November 2022

    Cryptocurrencies

    Cryptocurrencies are high risk, speculative products that operate differently to traditional investments. Only invest what you can afford to lose and use New Zealand-based platforms to give yourself some level of protection.
    Tags
    Crypptocurrencies, Consumer
    Type
    Page

  12. 13 December 2021

    Continuity Capital Partners DBG

    Continuity Capital Partners DBG including: Continuity Capital Partners Pty Limited, Continuity Capital PE2 GP Limited, Continuity Capital PE4 GP Limited, and Continuity Capital PE6 GP Limited
    Tags
    AML/CFT, Roles, Designated Business Group (DBG), Business
    Type
    Page

  13. 23 June 2022

    Cyber security and operational systems resilience

    This information sheet assists market services licensees (excluding benchmark administrators) licensed under Part 6 of the Financial Markets Conduct Act 2013 (FMC Act) to enhance the resilience of their cyber and operational systems. While this information sheet is designed to apply to a broad range of sectors, entities with complex cyber security and operational systems should consider the specific technology requirements and obligations that apply to their sector.
    Tags
    Financial Advice Provider, Roles, Business
    Type
    Page, Guidance

  14. 16 June 2022

    Update on the KiwiSaver default scheme provider change process

    May 2021, the Finance Minister and Minister of Finance and the Minister of Commerce and Consumer Affairs announced the 6 KiwiSaver providers who will offer default fund services from 1 December 2021.
    Tags
    KiwiSaver & Superannuation, Article, Consumer, News & Insights
    Type
    Page