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  1. 14 May 2021

    New default KiwiSaver settings designed to benefit members

    The Financial Markets Authority - Te Mana Tātai Hokohoko (FMA) notes the Government’s announcement today regarding new KiwiSaver default provider arrangements, these include new settings that offer a package of benefits for default KiwiSaver members.
    Tags
    Media release, KiwiSaver providers, Roles, Business, Consumer, Managed investment schemes, News & Insights, Supervisor
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  2. 9 July 2021

    FMA concludes inquiries into Fonterra’s 2019 financial statements and complaints relating to valuations of Beingmate and China Farms

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko - has closed its inquiries that followed Fonterra’s 2019 financial statements market announcement. The FMA did not find evidence to support regulatory action, including litigation, under the Financial Markets Conduct Act.
    Tags
    Cases, Auditors, Directors, Roles, Media release, Business, News & Insights, Enforcement
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  3. 21 April 2021

    Advertising phenomenal investment returns for the last year could mislead investors, FMA says

    The Financial Markets Authority (FMA) is warning the funds management industry to avoid advertising large investment returns for the 12-month period to March 31, 2021, as this could mislead investors.
    Tags
    Media release, KiwiSaver providers, Managed funds, Roles, Ways to invest, Investing, Business, Consumer, Managed investment schemes, News & Insights
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  4. 28 July 2021

    FMA censures FoxPlan for providing and offering unpermitted financial advice services

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko – has formally censured Wellington-based financial services firm FoxPlan Ltd, after one of its nominated representatives provided services he was not permitted to give and other representatives offered services to clients they were not permitted to give.
    Tags
    Financial Adviser, Roles, Financial Advice Provider, Media release, Enforceable action, Business, News & Insights, Enforcement
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  5. 22 July 2021

    General insurers ill-prepared for conduct licensing

    General insurers are not prepared for new legislation that will require them to establish systems and processes to ensure good conduct and fair treatment of customers, according to the Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko.
    Tags
    Roles, Financial Advice Provider, Licensing & registration, Media release, Conduct, Insurance Providers, Business, News & Insights
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  6. 15 April 2021

    FMA welcomes NZ strategy for financial capability

    The Financial Markets Authority (FMA) has welcomed the release of The National Strategy for Financial Capability, presented in Parliament today by the Minister for Commerce and Consumer Affairs, Dr David Clark.
    Tags
    Media release, Investor capability, FMA, News & Insights
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  7. 28 June 2021

    FMA releases guide for ‘finfluencers’

    The FMA has released a guide to talking about money online following concerns some social media influencers and bloggers may be straying into regulated financial advice.
    Tags
    Media release, Financial advice, Consumer, News & Insights
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  8. 30 June 2021

    FMA publishes NZX obligations annual review 2021

    NZX made notable improvements to its regulatory arrangements and monitoring in 2020, according to the annual obligations review of New Zealand’s licensed stock exchange by the Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko.
    Tags
    Roles, Media release, Business, News & Insights, Market operator
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    Page

  9. 28 January 2021

    FMA releases review of NZX technology issues

    A review of NZX by the Financial Markets Authority (FMA), released today, has found the stock exchange failed to meet its licensed market operator obligations due to insufficient technology resources.
    Tags
    Compliance, FMC Act, Legislation, Roles, Media release, Business, FMA, Market operator, News & Insights
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  10. 11 February 2021

    FMA announces senior leadership change

    The Financial Markets Authority (FMA) announced today its General Counsel, Nick Kynoch, had resigned and would leave the regulator in late February to take up a new role as General Counsel for Generate Kiwisaver.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page

  12. 20 January 2021

    FADC decision published

    The Financial Advisers Disciplinary Committee (FADC) has today published its decision regarding a case brought by the FMA.
    Tags
    Cases, Compliance, Financial advice, Media release, Business, Consumer, News & Insights, Enforcement
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    Page

  13. 20 May 2021

    FMA appoints Liam Mason as General Counsel

    The Financial Markets Authority - Te Mana Tātai Hokohoko (FMA) has appointed Liam Mason as General Counsel.
    Tags
    FMA people, Media release, FMA executive team, FMA, News & Insights
    Type
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  14. 12 February 2021

    ANZ admits breaching FMC Act for misleading representations over credit card insurance charges

    The Auckland High Court has ordered ANZ New Zealand to pay a $280,000 penalty for breaching section 22 of the Financial Markets Conduct Act 2013 (FMCA) in relation to its supply of Credit Card Repayment Insurance (CCRI) to certain bank customers.
    Tags
    Cases, Fair dealing, FMC Act, Legislation, Media release, Business, News & Insights, Enforcement
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