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Found 462 results. Displaying page 15 of 31

  1. 1 August 2018

    Presentation by Gillian Boyes to Women in Super lunch

    FMA Investor Capability Manager, Gillian Boyes talks to Women in Super about why more women aren't getting into investing.
    Tags
    Speeches and presentations , Consumer, News & Insights
    Type
    Page

  2. 26 September 2018

    FADC decisions published

    The Financial Advisers Disciplinary Committee (FADC) has released its decision in two cases brought by the FMA.
    Tags
    Governance, Media release, Cases, FMA, News & Insights, Enforcement
    Type
    Page

  4. 13 August 2018

    Consilium NZ Limited

    Consilium NZ Limited, FSP439786, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  5. 2 December 2020

    AxiCorp Financial Services Pty Ltd

    AxiCorp Financial Services Pty Ltd, FSP518226, is a licensed derivatives issuer.
    Tags
    Derivative Issuer, Licensed entity, Roles, Reporting entities, Business
    Type
    Page

  7. 18 November 2016

    Financial Markets Conduct (Incidental Offers) Exemption Notice 2016

    Every issuer (A), and every holder of financial products issued by A, is exempted from Parts 3 and 4 of the Act in respect of an offer of any financial products of which A is the issuer if certain conditions are met. Expired.
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page

  8. 25 February 2019

    Totara Wealth Management Limited

    Totara Wealth Management Limited, FSP561546, is a licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  9. 3 December 2018

    Richard Graham Ansell

    Richard Graham Ansell, FSP625969, is a licensed Independent Trustee
    Tags
    Independent trustee, Roles, Licensed entity, Business
    Type
    Page

  10. 17 July 2018

    Andrew Roland Johnson

    Andrew Roland Johnson, FSP619029, is a licensed Independent Trustee.
    Tags
    Independent trustee, Roles, Licensed entity, Business
    Type
    Page

  11. 3 June 2021

    Trademax Global Markets (NZ) Limited

    Trademax Global Markets (NZ) Limited (formerly Carrick Just Capital Markets Limited), FSP569807, is a licensed Derivatives Issuer.
    Tags
    Derivative Issuer, Licensed entity, Roles, Business
    Type
    Page

  13. 1 March 2018

    Obsidian Group Limited

    Obsidian Group Limited, FSP485208, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  14. 12 November 2018

    CBL Investigation update

    FMA continues to liaise with the Reserve Bank of New Zealand and Serious Fraud Office, the voluntary administrator of CBL, the liquidator of CBL insurance as well as overseas regulators.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  15. 22 December 2022

    The Property Crowd Limited

    The Property Crowd Limited, FSP440926, is a licensed Crowdfunding service provider. The license is suspended on 22 December 2022
    Tags
    Crowdfunding providers, Roles, Licensed entity, Reporting entities, Business
    Type
    Page