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  1. 17 January 2024

    Gender Pay Gap

    FMA is committed to meeting the milestones of Kia Toipoto - the Public Service Gender, Māori, Pacific, and Ethnic Pay Gaps Action Plan 2021-24.
    Tags
    FMA people, FMA
    Type
    Page

  2. 1 October 2014

    Superannuation Schemes Report

    This report has been prepared in accordance with section 28 of the Act and details the principal matters transacted under the Act during the reporting period.
    Tags
    Roles, Reports and Papers, KiwiSaver providers, Business, Managed investment schemes, News & Insights, Supervisor
    Type
    Page, Report

  3. 30 January 2024

    Exemption Notice BGC revocation notice

    This notice, which comes into force on the day after the date of its notification in the Gazette, revokes the Financial Markets Conduct (BGC Partners (Australia) Pty Limited) Exemption Notice 2022.
    Tags
    Type
    PDF

  4. 7 March 2023

    FAP regulatory returns questions Class 3

    This document provides an overview of the questions you'll be asked for when you submit your Class 3 FAP Regulatory Return. The regulatory returns are due by 30 September for the 12-month period from 1 July to 30 June (period of return).
    Tags
    Financial Advice Provider, Regulatory returns, Roles, Authorised body under a FAP, Business
    Type
    PDF

  5. 9 February 2024

    Briefing to incoming Minister

    FMA redacted briefing to the Incoming Minister of Commerce and Consumer Affairs November 2023.
    Tags
    Minister release, FMA, News & Insights
    Type
    PDF

  6. 14 February 2024

    Application pack - Australian Auditor

    This application pack contains documents for an individual who is a registered company auditor under the Corporations Act 2001 (AU) to seek registration for an equivalent occupation under s 19 of the Trans-TAsman Mutual Recognition Act 1997 as a licensed auditor under the Auditor Regualtion Act 2011.
    Tags
    Auditors, Licensing & registration, Roles, Business
    Type
    PDF, Application form

  7. 16 February 2024

    NZCDC Designation Notice FMA RBNZ

    Financial Market Infrastructures Act Designation Notice (NZCDC) 2024
    Tags
    Financial market infrastructures, Roles, Business
    Type
    PDF, Notice

  8. 20 February 2024

    CAPITALGROUP (31 HARKER) LIMITED

    CAPITALGROUP (19 ARGYLE) LIMITEDCAPITALGROUP (31 HARKER) LIMITED,
    CAPITALGROUP (37 CORONATION) LIMITED,
    CAPITALGROUP (44 NEWMARK) LIMITED,
    CAPITALGROUP (464 CASHEL) LIMITED,
    CAPITALGROUP (62 MILTON) LIMITED,
    CAPITALGROUP (AWA) LIMITED,
    CAPITALGROUP (DRURY) LIMITED,
    CAPITALGROUP (ENNIS) LIMITED,
    CAPITALGROUP (FEATHERSTON) LIMITED,
    CAPITALGROUP (FORGE1) LIMITED,
    CAPITALGROUP (MALVERN) LIMITED,
    CAPITALGROUP (SACKVILLE) LIMITED,
    CAPITALGROUP (SPEDDING) LIMITED,
    CAPITALGROUP (AIREDALE) LIMITED,
    CAPITALGROUP (OMOKOROA) LIMITED,
    CAPITALGROUP (HOPETOUN) LIMITED,
    CAPITALGROUP (ADDISON) LIMITED,
    CAPITALGROUP (CAMBRIDGE) LIMITED, CAPITALGROUP (POLLEN) LIMITED, CAPITALGROUP (WILLESTON) LIMITED, CAPITALGROUP (PEB) LIMITED, CAPITALGROUP (LOFTS) LIMITED, CAPITALGROUP (42 WOODVILLE) LIMITED, CAPITALGROUP (128 NEVILLE) LIMITED, CAPITALGROUP (62 BLETSOE) LIMITED, CAPITALGROUP (87 BARBOUR) LIMITED, CAPITALGROUP (21 HENDON) LIMITED
    are AML/CFT reporting entities.
    Tags
    Type
    Page

  9. 20 February 2024

    CAPITALGROUP (19 ARGYLE) LIMITED

    CAPITALGROUP (19 ARGYLE) LIMITEDCAPITALGROUP (31 HARKER) LIMITED
    CAPITALGROUP (37 CORONATION) LIMITED
    CAPITALGROUP (44 NEWMARK) LIMITED
    CAPITALGROUP (464 CASHEL) LIMITED
    CAPITALGROUP (62 MILTON) LIMITED
    CAPITALGROUP (AWA) LIMITED
    CAPITALGROUP (DRURY) LIMITED
    CAPITALGROUP (ENNIS) LIMITED
    CAPITALGROUP (FEATHERSTON) LIMITED
    CAPITALGROUP (FORGE1) LIMITED
    CAPITALGROUP (MALVERN) LIMITED
    CAPITALGROUP (SACKVILLE) LIMITED
    CAPITALGROUP (SPEDDING) LIMITED
    are AML/CFT reporting entities.
    Tags
    Type
    Page

  12. 28 February 2024

    Wise Planning Limited

    Wise Planning Limited, FSP15082 is an AML reporting entity.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  14. 28 February 2024

    Wilton Asset Management Limited

    Wilton Asset Management Limited, FSP1002907 is an AML reporting entity.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page