Document Library

Found 1611 results. Displaying page 58 of 108

1. 7 September 2018

   NZX Participant Rule Change Notice - Off Market Trading 2018

   This notice allows for NZX to replace the NZX Participant Rules dated 1 Dec 2017 and the NZX Participant Procedures dated 1 Dec 2017

   Tags

   FMC Act, Legislation, Business

   Type

   PDF, Notice

2. 1 September 2018

   Consumer Views of Financial Providers’ Conduct

   The FMA commissioned Buzz Channel to conduct research among New Zealanders to understand their experience with financial services providers.

   Tags

   Reports and Papers, Financial Advice Provider, Roles, Business, News & Insights

   Type

   PDF

3. 31 August 2018

   Expense disclosure CE January to June 2018

   CE expenses disclosure for the period 1 January 2018 - 30 June 2018

   Tags

   Executive expenses, FMA

   Type

   PDF

4. 31 August 2018

   Expense disclosure CE January to June 2018

   CE expenses disclosure for the period 1 January 2018 - 30 June 2018

   Tags

   Executive expenses, FMA

   Type

   PDF

5. 29 August 2018

   Exemption notice - New Zealand Retirement Trust Notice

   Financial Markets Conduct (New Zealand REtirement Trust) Exemption Notice 2018

   Tags

   FMC Act, Legislation, Business

   Type

   PDF

6. 29 August 2018

   Exemption notice - New Zealand Retirement Trust Notice

   Financial Markets Conduct (New Zealand REtirement Trust) Exemption Notice 2018

   Tags

   FMC Act, Legislation, Business

   Type

   PDF

7. 28 August 2018

   Exemption notice - Financial Markets Conduct FNZ Group 2018

   Financial Markets Conduct (FNZ Group) Exemption Notice 2018

   Tags

   Exemptions, Business

   Type

   PDF

8. 28 August 2018

   Exemption notice - Financial Markets Conduct FNZ Group 2018

   Financial Markets Conduct (FNZ Group) Exemption Notice 2018

   Tags

   Exemptions, Business

   Type

   PDF

9. 27 August 2018

   Exemption notice - Financial Markets Conduct Christchurch City Holdings Limited Subsidiary Balance Date Alignment

   Financial Markets Conduct (Christchurch City Holdings Limited Subsidiary Balance Date Alignment) Exemption Notice 2018

   Tags

   Exemptions, Business

   Type

   PDF

10. 27 August 2018

    Exemption notice - Financial Markets Conduct Christchurch City Holdings Limited Subsidiary Balance Date Alignment

    Financial Markets Conduct (Christchurch City Holdings Limited Subsidiary Balance Date Alignment) Exemption Notice 2018

    Tags

    Exemptions, Business

    Type

    PDF

11. 23 August 2018

    Forestlands Limited - Judgment

    High Court Judgment in the case against Forestlands Limited, 23 April 2018.

    Tags

    Court decision, Enforcement

    Type

    PDF

12. 23 August 2018

    AMLCFT optout follow up - OIA response

    OIA response, 23 August 2018, regarding FMA processing notifications to opt-out of the IDCOP

    Tags

    FMA

    Type

    PDF, OIA

13. 22 August 2018

    Exemption notice - Financial Markets Conduct Fliway Group Limited

    Financial Markets Conduct (Fliway Group Limited) Exemption Notice 2018

    Tags

    Exemptions, Business

    Type

    PDF

14. 22 August 2018

    Exemption notice - Financial Markets Conduct Fliway Group Limited

    Financial Markets Conduct (Fliway Group Limited) Exemption Notice 2018

    Tags

    Exemptions, Business

    Type

    PDF

15. 20 August 2018

    SSC inquiry regarding external security consultants - response

    FMA response to SSC inquiry dated 20 August 2018 regarding external security consultants

    Tags

    FMA

    Type

    PDF, OIA