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While the law gives us broad powers to grant exemptions from compliance with specific provisions in the FMC Act, we consider that our exemption power only extends to compliance provisions, not to liability provisions.
This exemption notice provides relief to managers of multiple-participant schemes from being required to register participation agreements on the Disclose register.
This exemption provides relief for overseas issuers that have a primary listing on a market in a high quality jurisdiction from certain disclosure requirements in the FMC Act.
This exemption relieves managers of “notional” managed investment schemes from completing scheme financial statements.
Financial Markets Conduct (Overseas Custodians of Scheme Property-Assurance Engagement) Exemption Notice 2022
Financial Markets Conduct (Restricted Schemes-Disclosure and Reporting) Exemption Notice 2022
The Financial Markets Conduct (The City of London Investment Trust plc) Exemption Notice 2022, exempts The City of London Investment Trust plc from certain financial reporting obligations in Part 7 of the Financial Markets Conduct Act 2013.
The Financial Markets Conduct (Goodman Group) Exemption Notice 2022 (Exemption) provides relief for a five year period in relation to the offer of stapled securities to employees in New Zealand under an employee incentive scheme.
The Financial Markets Conduct (Futurity Investment Group Limited) Exemption Notice 2022 (Exemption) exempts Futurity Investment Group Limited (the manager), as manager of Futurity managed investment schemes in New Zealand, principally from section 156(1) of the Financial Markets Conduct Act 2013 (the Act) subject to certain conditions.
On 16 February 2022, the FMA granted the Financial Markets Conduct (Imperium Markets Pty Limited) Exemption Notice 2022 (the Notice).
Exemption Notice for Berkshire Hathaway Specialty Insurance Company, under the Financial Markets Conduct Act.
Financial Markets Conduct (Plus500AU Pty Ltd) Exemption Notice 2022
The Financial Markets Conduct (JP Morgan Chase Bank N.A) Exemption Notice 2022 exempts exempt persons (being JP Morgan Chase Bank N.A (JPM) and any related body corporate of JPM) from the substantial product holder disclosure obligations contained in sections 276 to 279 of the Financial Markets Conduct Act 2013
The Financial Markets Conduct (IG Australia Pty Limited) Exemption Notice 2022 provides relief to IG Australia Pty Limited (IG Australia) from certain financial reporting and audit obligations in the FMC Act and from certain assurance obligations and register entry requirements in the FMC Regulations.
Financial Markets Conduct (Pegasus Health Membership Limited) Exemption Notice 2021
Financial Markets Conduct (Incidental Offers) Exemption Notice 2021