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While the law gives us broad powers to grant exemptions from compliance with specific provisions in the FMC Act, we consider that our exemption power only extends to compliance provisions, not to liability provisions.
The Financial Markets Conduct (Climate Statements – Stride Property Group) Exemption Notice 2023 (Notice) exempts Stride Investment Management Limited (SIML) and Stride Property Limited (SPL), which are part of the stapled group, comprising SIML, SPL and subsidiaries of SPL (Stride Property Group or SPG) from certain provisions of Part 7A of the Financial Markets Conduct Act 2013 (Act).
The Notice exempts BGC Partners (Australia) Pty Limited from the requirement under section 310 of the FMC Act to have a licence to operate a financial product market in New Zealand, subject to conditions.
This exemption notice facilitates offers of financial products of the same class as ASX-quoted financial products on an equivalent basis to the same class exclusion in Schedule 1 of the Financial Markets Conduct Act 2013.
Financial Markets Conduct (Requirement to Include Climate Statements in Annual Report) Exemption Notice 2023.
The Notice exempts i-Select Limited (i-Select) as manager of the i-Select Superannuation Scheme (the self-select scheme) from certain provisions of the FMC Act, the FMC Regulations, and the Financial Markets Conduct (Fees) Regulations 2014.
The Notice exempts Saturn Invest New Zealand (Saturn) as manager of the Portfolio Superannuation Scheme (the self-select scheme) from certain provisions of the Financial Markets Conduct Act 2013 (the FMC Act), the Financial Markets Conduct Regulations 2014 (the FMC Regulations), and the Financial Markets Conduct (Fees) Regulations 2014.
The Financial Markets Conduct (Product Disclosure Statements in Te Reo Māori and English) Exemption Notice 2023 provides an exemption for issuers of financial products who wish to provide their PDS in both te reo Māori and English, providing relief from the requirements in the FMC Regulations relating to the prescribed length limits and, if necessary, some prescribed statements and formatting.
The Notice exempts Craigs Investment Partners Superannuation Management Limited (CIPSML) as manager of the Craigs Investment Partners Self-Select Schemes from certain provisions of the Financial Markets Conduct Act 2013
The Financial Markets Conduct (Times-7 Group) Exemption Notice 2023 exempts Times-7 Holdings Limited and Times-7 Research Limited (together, the issuers) from compliance with the disclosure requirements of Part 3 of the Financial Markets Conduct Act 2013 (Act).
The Financial Markets Conduct (Kuaotunu Camp Ground (2008) Limited) Exemption Notice 2023 exempts Kuaotunu Camp Ground (2008) Limited (Kuaotunu) from Part 7 of the Financial Markets Conduct Act 2013 (Act).
The Financial Markets Conduct (Christchurch City Holdings Limited Subsidiary Balance date Alignment) Exemption Notice 2023 exempts Christchurch City Holdings Limited (CCHL), subject to conditions, from section 461(3) of the Financial Markets Conduct Act 2013 (Act). Section 463(1) requires the board of an FMC reporting entity to ensure that the balance date of the FMC reporting entity is the same as the balance date of its subsidiaries. The effect of the exemption is that it exempts the board of CCHL from requiring that its subsidiary Orion New Zealand Limited (Orion) has the same balance date..
Financial Markets Conduct (New Zealand Local Government Funding Agency Limited Sustainable Financing Bond Offer) Exemption Notice 2023
This notice provides co-operative companies and industrial and provident societies with a lighter regulatory compliance pathway.
Financial Markets Conduct (Irrigation Companies) Exemption Notice 2022
Financial Markets Conduct (Irish UCITS) Exemption Notice 2022