Finance professionals

News & Insights

- Consumer
- Finance professionals
Consumer
Document library
Finance professionals
Document library
About
Document library
Careers Document library
News & Insights
Document library
Scams
Document library
Contact
Document library
- About
- Careers
- News & Insights
- Scams
- Contact

SERVICES

Accredited bodies
Administrators of financial benchmarks
Auditors
- Auditor Oversight Committee (AOC)
Authorised body under a financial advice provider licence
Client money or property services provider
Climate Reporting Entities (CREs)
Crowdfunding service providers
Crypto asset service providers
Directors
Derivatives issuers
Discretionary Investment Management Service (DIMS)
Financial advice provider
- Explore your Financial Advice Provider (FAP) options
- FAP regulatory returns
Financial adviser
Financial Institutions
Financial market infrastructures
- Standards for designated Financial Market Infrastructures
Independent trustees
Interposed persons under the financial advice regime
Managed investment scheme manager
- KiwiSaver exempt employers
- KiwiSaver annual statistical returns
Market operators
Offer disclosure for equity and debt offers
Offers of financial products
Peer-to-peer lending service providers
Supervisors

FOCUS AREAS

AML/CFT
- AML/CFT Reporting Entities
- AML/CFT FAQs
Consultations
Ethical finance
Innovation

LEGISLATION

Financial Markets Conduct Act
Conduct of Financial Institutions (CoFI) legislation
- Key terms under the CoFI regime
Financial Services Legislation Amendment Act 2019 (FSLAA)
- How to operate
- How to apply for a FAP licence
All legislation overseen by the FMA
Designations
Exemptions
Fair dealing

Licensed & reporting entities

Online Services

Document library

basic search

Keywords

switch to advanced search

Keywords

Date Published

If you suspect you have been targeted by an investment scam, please contact us.

Like many organisations, we use technology on our website to collect information that helps us enhance the experience of our site. The cookies we use allow our website to work and help us to better understand what information is most useful to you.

Home
Finance professionals
Focus areas
AML/CFT
AML/CFT Reporting Entities
Snyman SNYMAN

28 February 2024

Snyman SNYMAN

SHARE THIS

Share to facebook Share to LinkedIn Share to X Share by Email

Consumer
Investing
Getting advice
Everyday finance
KiwiSaver & Superannuation
Unregistered businesses

Finance professionals
Services
Focus areas
Legislation
Licensed & reporting entities
Online Services

About
Careers
News & Insights
Scams
Contact

Keep connected

Te Kāwanatanga o Aotearoa /

2024 © Financial Markets Authority

Copyright
Privacy
Online payment service – terms and conditions
Social media transparency statement
Subscribe to FMA Update

Te Kāwanatanga o Aotearoa /

Copyright

2024 © Financial Markets Authority