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  1. 30 November 2012

    Further charges laid in Belgrave Finance investigation

    Hugh Edward Staples Hamilton (61) has appeared at the Auckland District Court today charged with fraud following the 2008 collapse of Belgrave Finance Limited. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page

  3. 15 November 2012

    Release of PwC report into Ross Asset Management

    The Receivers and Managers' focus over the first five days of their appointment has been to identify and secure investment assets. After searching the custody accounts identified by Mr Ross and through wider searches in international investment markets, they have so far located investments of only $10.2 million. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page

  4. 12 November 2012

    2012 Stakeholder Survey

    View the Executive Summary of the stakeholder survey conducted by Colmar Brunton on behalf of FMA in 2012.
    Tags
    Financial Advice Provider, Roles, Independent trustee, Financial market infrastructures, Financial Adviser, Offer disclosure for equity and debt offers, Discretionary investment management scheme (DIMS), Derivative Issuer, Cryptocurrencies, Crowdfunding providers, Client money or property services provider, Authorised body under a FAP, Auditors, Administrators of financial benchmarks, Directors, Reports and Papers, Business, Interposed persons under new financial advice regime, FMA, Managed investment schemes, News & Insights, Market operator, Peer-to-peer lending service providers, Supervisor, Nominated representatives
    Type
    Research, Surveys, Page

  5. 9 November 2012

    Stakeholder survey – Final report 2012

    The FMA conducts an annual survey to establish how our stakeholders rate our performance. This is the 2012 report.
    Tags
    Reports and Papers, FMA, News & Insights
    Type
    PDF, Research

  6. 6 November 2012

    Receivers and Managers appointed to Ross Asset Management

    John Fisk and David Bridgman of PwC appointed as receivers and managers, along with experienced brokers from First NZ Capital, to manage the business of David Ross and Ross Asset Management. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page

  7. 1 November 2012

    IB Capital FX (NZ) LLP

    This entity was registered on the Financial Service Providers Register but has been de-registered as it did not have a place of business in New Zealand.
    Tags
    Investor warning, Unregistered business, Consumer, Scams
    Type
    Page

  10. 19 October 2012

    Superannuation Schemes Report 2012

    This report was issued by the Government Actuary and presented to the House of Representatives in 2012 pursuant to
    Section 194 of the KiwiSaver Act 2006.
    Tags
    Reports and Papers, Roles, Business, Managed investment schemes, News & Insights, Supervisor
    Type
    PDF, Report