Search results

Jesse Joseph Vaughan

Jesse Joseph Vaughan & Crypto Partners Ltd offered unlicensed investment schemes, breaching NZ’s Financial Markets Act.

SHARP INSURANCES LIMITED

SHARP INSURANCES LIMITED (FSP70105) is an AML/CFT reporting entity

STEVE SALE INSURANCE LIMITED

STEVE SALE INSURANCE LIMITED (FSP723532) is an AML/CFT reporting entity

Market manipulation

Market manipulation is a type of market abuse or misconduct.

Brian Henry admits market manipulation

Brian Peter Henry has admitted all of the FMA's allegations that he breached the market manipulation prohibitions in the Securities Markets Act 1988. Read more.

FMA files first market manipulation case in New Zealand

FMA filed and served civil proceedings against Brian Peter Henry alleging market manipulation of shares in the NZX-listed Diligent Board Member Services. Read more.

SHARP FINANCE LIMITED

SHARP FINANCE LIMITED is an AML/CFT reporting entity.

Joseph-anthony Tawhiao CHEE

Joseph-anthony Tawhiao CHEE is an AML/CFT reporting entity.

Alexander Joseph NICHOLSON

Alexander Joseph NICHOLSON is an AML/CFT reporting entity.

SHARP INSURANCES LTD

Zhongyang (Sean) Meng and Jiashun (Sam) Qian - Judgment

JUDGMENT: Zhongyang (Sean) Meng and Jiashun (Sam) Qian have been ordered to pay pecuniary penalties of $180,000 and $130,000 respectively for market manipulation and disclosure breaches involving Oceania Natural Limited (ONL) shares.