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Example: "How do I apply for a financial institution licence?", "FMA Annual Report 2024"
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A 'custodial service' is provided if client money or client property is held by a person in trust for, or on behalf of, a client (or another person nominated by the client) under an agreement. On this page you will find out more about custodial services or client property service providers; licensing and registration requirements; obligations and exemptions.
Financial Advisers (NZX Brokers – Client Money and Client Property)
Final regulatory return questions for Class 2 FAPs covering advice services, authorised bodies, outsourcing, complaints, and tech systems.