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Found 6558 results. Displaying page 325 of 438

  1. 15 September 2016

    Public Trust

    Public Trust, FSP24561, is a licensed Independent Trustee.
    Tags
    Independent trustee, Licensed entity, Roles, Business
    Type
    Page

  3. 12 September 2016

    Silverfin Capital Limited

    Silverfin Capital Limited, FSP487266, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  5. 9 September 2016

    Two simple steps towards a better retirement

    New research has revealed many New Zealanders could be just two simple steps away from a better retirement.
    Tags
    KiwiSaver & Superannuation, Media release, Consumer, News & Insights
    Type
    Page

  6. 7 September 2016

    Titan Trade

    The Australian Securities and Investment Commission has warned against conducting business with Titan Trade.
    Tags
    International regulator alerts, Scams
    Type
    Page

  7. 1 September 2016

    Goodman (NZ) Limited

    Goodman (NZ) Limited, FSP36542, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  8. 1 September 2016

    New Zealand Investment Portfolio Management Limited

    New Zealand Investment Portfolio Management Limited, FSP389106, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  9. 30 August 2016

    European recognition of FMA oversight of auditors

    The European Commission has announced its recognition of the New Zealand audit oversight regime as equivalent to EU standards, permitting NZ-regulated auditors to operate in the European Union.
    Tags
    Auditors, Media release, Roles, Business, News & Insights
    Type
    Page

  10. 30 August 2016

    Salt Investment Funds Limited

    Salt Investment Funds Limited, FSP349726, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  11. 29 August 2016

    BNZ Investment Services Limited

    BNZ Investment Services Limited, FSP28021, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  12. 25 August 2016

    Kevin Charles Ferguson

    Kevin Charles Ferguson, FSP481866, is a licensed Independent Trustee.
    Tags
    Independent trustee, Licensed entity, Roles, Business
    Type
    Page

  13. 24 August 2016

    Aug 2016 Regulatory response guidelines

    This is a guide on how we regulate financial markets and the responses we use in enforcing legislation. It is for all individuals and businesses involved in providing financial market products and services.
    Tags
    FMA people, Regulation, Business, FMA
    Type
    PDF, Guidance

  14. 24 August 2016

    FMA Co-operation policy 2016

    The Financial Markets Authority (FMA) often receives the co-operation of entities or individuals when we investigate financial market misconduct.
    When deciding whether to pursue a regulatory response against an entity or individual, and if so, what sanction to use, one of the factors we may consider is the nature and extent of any co-operation they have provided.
    Tags
    Regulation, Policy, Business, FMA, Enforcement
    Type
    PDF