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Found 1955 results. Displaying page 100 of 131

1. 23 August 2016

   Takeovers Panel - MOU

   MOU concerning consultation, cooperation and the exchange of information between the FMA and The Takeovers Panel

2. 19 August 2016

   CoFR Financial Markets - Regulatory Charter

   New Zealand Council of Financial Regulators: Regulatory Charter

3. 18 August 2016

   AMP Wealth Management Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 Reduction of waiting period

   AMP Wealth Management Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 Reduction of waiting period

4. 15 August 2016

   Legislative notices supporting the FMC Act regime

   FMA update on exemptions, designations, and legislative tools supporting FMC Act compliance, including sector-specific relief.

5. 4 August 2016

   Review of corporate goverance disclosure 2016

   This 2016 report presents our review of corporate governance reporting. We are sharing these findings with companies so they can reflect on their governance practices and disclosures.

6. 1 August 2016

   Authorised Financial Advisers in NZ — key findings 2016

   This report is a summary of industry trends from AFA information returns 1 July 2013 - 30 June 2015.

7. 30 July 2016

   Expense disclosure CE Gifts January June 2016

   CE gifts and hospitality disclosure for the period 1 January 2016 - 30 June 2016

8. 30 July 2016

   Expense disclosure CE Hospitality January June 2016

   CE expenses disclosure for the period 1 January 2016 - 30 June 2016

9. 30 July 2016

   Expense disclosure CE January June 2016

   CE expenses disclosure for the period 1 January 2016 - 30 June 2016

10. 30 July 2016

    Expense disclosure CE Travel January June 2016

    CE expenses disclosure for the period 1 January 2016 - 30 June 2016

11. 21 July 2016

    Auditor General - MOU

    MOU concerning consultation, cooperation and the exchange of information between the FMA and the Auditor General

12. 8 July 2016

    Exemption notice - Financial Markets Conduct Foodstuffs Provident Fund

    Financial Markets Conduct Exemption Notice 2016: Foodstuffs Provident Fund.

13. 1 July 2016

    Staff and board members gifts and hospitality - OIA response

    OIA response, dated 6 July 2018, to a request regarding FMA’s policy surrounding staff and board members accepting gifts and/or hospitality and, a list of any gifts and/or hospitality accepted staff and board members since 1 July 2016.

14. 1 July 2016

    Exemption Notice - Financial Markets Conduct Beca Group Superannuation Plan

    Financial Markets Conduct (Beca Group Superannuation Plan) Exemption Notice 2016

15. 1 July 2016

    AML CFT How to complete your annual CFT user guide 1

    2016 AML/CFT guide helps NZ financial advisers easily complete annual AML/CFT reports, clarifying key questions for small firms.