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  1. 31 August 2022

    A P THYNE AND ASSOCIATES LIMITED

    A P THYNE AND ASSOCIATES LIMITED is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  2. 31 August 2022

    ABBOTT PREMIUM FUNDING CO LTD

    ABBOTT PREMIUM FUNDING CO LTD is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  3. 31 August 2022

    Copyright

    You are welcome to use material from this website as long as its source is acknowledged. Authorisation to use any material on this site that is subject to copyright of a third party must be obtained from the copyright holder. For Silverstripe support, search keyword: xyyxyyxyy
    Tags
    Type
    Page

  4. 31 August 2022

    Disclaimer

    The Financial Markets Authority does not assume any responsibility for giving legal or other professional advice. If you require legal or expert advice you should seek assistance from a professional adviser.
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    Type
    Page

  7. 31 August 2022

    Wisdom House and Yuen Pok (Paul) Loo - Stop Order

    The permanent stop order that applies to Wisdom House Investment Partners Limited and Yuen Pok (Paul) Loo, after they engaged in misleading and dishonest conduct, that the FMA ordered on 31 August 2022.
    Tags
    Enforceable action, Enforcement
    Type
    PDF

  9. 31 August 2022

    NZ Commercial Ventures Limited

    NZ Commercial Ventures Limited is an AML reporting entity.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  10. 31 August 2022

    BWT Financial Limited

    BWT Financial Limited is an AML reporting entity.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  13. 29 August 2022

    Kalkine New Zealand Limited - Direction Order

    FMA directs Kalkine New Zealand Limited to stop making outgoing sales calls to people in New Zealand following concerns about the entity’s misleading marketing conduct. 10 August 2022.
    Tags
    Financial Adviser, Investigations, Roles, Business, Consumer, Enforcement
    Type
    PDF

  14. 25 August 2022

    Annual Corporate Plan

    Our Annual Corporate Plan provides details of the FMA’s priority outcomes and intended programme of work for the financial year.
    Tags
    Type
    Page, Corporate publications, Annual corporate plan

  15. 25 August 2022

    About

    The Financial Markets Authority regulates financial markets in New Zealand’s. We were established in 2011 as an Independent Crown Entity. Find out more about our purpose, board and leadership team, and how we regulate and enforce the law on this page.
    Tags
    Regulation, Business, FMA
    Type
    Page