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  1. 11 July 2013

    FMA CEO Announcement

    The Financial Markets Authority (FMA) has announced that CEO Sean Hughes will not seek re-appointment for a second term as Chief Executive. He will continue in his role until the end of the year.
    Tags
    Media release, FMA, News & Insights
    Type
    Page

  8. 1 July 2013

    FMA releases Investigations and Enforcement Report 2013

    The Financial Markets Authority (FMA) has released its Investigations and Enforcement Report on the key issues and themes arising in the last 12 months.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page

  10. 1 July 2013

    FMA progress review stakeholder feedback report 2013

    This report is the result of a review conducted by Oliver Wyman focusing on stakeholder perspectives on achievements, short-comings and future priorities for New Zealand’s Financial Markets Authority. The report was published in July 2013
    Tags
    Reports and Papers, FMA, News & Insights
    Type
    PDF, Report

  12. 29 June 2013

    NZX Obligations Review 2013

    Under the FMC Act, we are required to review at least annually how well a licensed market operator is meeting its obligations, and to publish a written report. Broadly, these relate to the areas of operation that are regulatory in nature. Publishing the report provides transparency into our oversight of NZX. This report was published in 2013.
    Tags
    Market operator, Reports and Papers, Roles, Business, News & Insights
    Type
    PDF

  14. 28 June 2013

    More charges laid against David Ross

    Three more charges have been laid by the Financial Markets Authority (FMA) against David Ross alleging breaches of financial markets legislation. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page