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  1. 2 July 2021

    Administrators of financial benchmarks

    Financial benchmarks are prices, rates, figures or indexes that are referenced in financial products or contracts. On this page, you will find out more about licensing of administrators of financial benchmarks; compliance obligations; costs of licensing and exemptions available to administrators of financial benchmarks.
    Tags
    Administrators of financial benchmarks, Licensing & registration, Roles, Obligations, Business
    Type
    Page

  2. 2 July 2021

    Filing of financial statements: review findings and guidance

    This report provides a summary of the key findings and insights from the FMA’s monitoring review of financial reporting filing obligations. Also provides guidance and sets expectations for future reporting periods.
    Tags
    Directors, Reports and Papers, Roles, Auditors, Business, News & Insights
    Type
    Page, Financial reporting

  4. 1 July 2021

    Crowdfunding issuers

    This page covers specific obligations of crowdfunding issuers when offers are made of financial products
    Tags
    Crowdfunding providers, Offer disclosure for equity and debt offers, Roles, Business
    Type
    Page

  5. 1 July 2021

    Peer-to-peer lending borrowers

    This page covers specific obligations of peer-to-peer lending borrowers when offers of financial products are made.
    Tags
    Type
    Page

  6. 1 July 2021

    FAP Licensing Application Guide Class 1 questions

    FAP Licensing Application Guide Class 1 questions: This document contains the questions you will be asked when applying for a Class 1 Financial Advice Provider full licence. It should be read alongside our guide to full licensing.
    Tags
    Financial Advice Provider, Roles, Licence guide, Licensing & registration, Business
    Type
    PDF

  10. 1 July 2021

    Expand Asset Global Limited

    Expand Asset Global Limited is not licensed or registered in NZ.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  11. 1 July 2021

    AML/CFT Regulation Update 2021

    New Zealand’s Anti-Money Laundering and Countering Financing of Terrorism (AML/CFT) system is intended to adapt as money laundering and terrorism financing risks evolve. Two regulations, that are a key part of the AML/CFT system, were due to expire. These are the AML/CFT (Exemptions) Regulations 2011 which were scheduled to expire on 30 June 2020, and the AML/CFT (Definitions) Regulations 2011 which partially expire on 27 July 2021.
    Tags
    AML/CFT, Directors, Regulation updates, Roles, Business
    Type
    PDF, Guidance

  14. 30 June 2021

    Nuance Capital Limited

    Nuance Capital Limited is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page