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  1. 17 December 2015

    Consultation paper Recognition of Overseas regimes proposed exemption relief

    This consultation is for: overseas issuers, overseas FMC reporting entities, their advisers and auditors. It aims to: test the appropriate level of disclosure, governance, financial reporting and audit relief required by overseas entities under the Financial Markets Conduct Act 2013.
    Tags
    Auditors, Consultations, Roles, Business
    Type
    PDF

  2. 17 December 2015

    Consultation paper: Recognition of overseas regimes – proposed exemption relief

    Consultation paper: Recognition of overseas regimes – proposed exemption relief. We are consulting on possible exemptions for overseas issuers and overseas FMC reporting entities from a range of issues.
    Tags
    Offer disclosure for equity and debt offers, Consultations, Exemptions, Roles, Business
    Type
    Page

  4. 10 December 2015

    Consultation Class designation of shares to MIPs in an MIS

    This consultation is for offerors, managers, supervisors, investors, legal advisers and interested parties. It aims to: gain feedback on the impact of class designations that would treat shares as managed investment products in a managed investment scheme.
    Tags
    Consultations, Roles, Business, Managed investment schemes
    Type
    PDF

  5. 10 December 2015

    Getting over the barriers to financial advice

    The survey has uncovered some of the main reasons New Zealanders shy away from seeking financial advice, even when they know it might help them.
    Tags
    Financial Advice Provider, Media release, Roles, Business, News & Insights
    Type
    Page

  6. 9 December 2015

    Anna Ngaire Gudrun Kenny

    Anna Ngaire Gudrun Kenny, FSP241585, is a licensed Independent Trustee.
    Tags
    Licensed entity, Roles, Independent trustee, Business
    Type
    Page

  7. 9 December 2015

    CPA Australia accredited body report 2015

    The Auditor Regulation Act 2011 (the Act) requires the FMA to monitor the audit regulatory systems of accredited bodies to ensure that these systems and processes are adequate and effective. This report contains the outcome of our monitoring assessment of CPA Australia for the period 1 July 2014 to 30 June 2015.
    Tags
    Reports and Papers, Auditors, Roles, Business, News & Insights
    Type
    PDF

  8. 9 December 2015

    NZICA accredited bodies report 2015

    This report contains the outcome of our assessment of
    the New Zealand Institute of Chartered Accountants
    (NZICA) for the period 1 July 2014 to 30 June 2015.
    Tags
    Reports and Papers, Auditors, Roles, Business, News & Insights
    Type
    PDF

  9. 7 December 2015

    151207 Property Syndicate Checklist

    This checklist explains some of the things to consider before you invest in a property syndicate. You should be able to find answers to these questions in the documents you are
    given that explain the investment.
    Tags
    Investor information, Consumer
    Type
    PDF

  12. 2 December 2015

    Capital Harvest Brokers Limited

    Capital Harvest Brokers Limited is an AML/CFT reporting entity.
    Tags
    AML/CFT, Roles, Reporting entities, Business
    Type
    Page

  14. 1 December 2015

    Tailorednz Limited

    Tailorednz Limited, FSP36461, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page