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1. 28 October 2016

   Exemption notice - Financial Markets Conduct Cash Advantage Fund and Term Advantage Fund

   Financial Markets Conduct (Cash Advantage Fund and Term Advantage Fund) Exemption Notice 2016

2. 14 October 2016

   Exemption Notice - Financial Markets Conduct Craigs Investment Partners Self Select Schemes

   Financial Markets Conduct (Craigs Investment Partners Self-Select Schemes) Exemption Notice 2016

3. 10 October 2016

   Annual regulatory return information to be provided by licensed crowdfunding service providers to the FMA Appendix1

   Annual regulatory return information guidance document to be provided by licensed crowdfunding service providers to the FMA.

4. 10 October 2016

   Annual regulatory return information to be provided by licensed crowdfunding service providers to the FMA Appendix2

   Annual regulatory return information to be provided by licensed peer-to-peer lending service providers to the FMA.

5. 10 October 2016

   Consultation regulatory returns for prescribed intermediary services

   This consultation aims to gain feedback on our proposals for regulatory returns for licensed crowdfunding and peer-to-peer lending service providers.

6. 7 October 2016

   Craigs Investment Partners Self Select Schemes Levy Waiver - October 2016

   On 7 October 2016 the FMA granted a waiver of part of the FMA levy to Craigs Investment Partners Self-Select Schemes (Craigs).

7. 1 October 2016

   KiwiSaver Annual Report 2016

   We are required to report each year on our main KiwiSaver activities. This report covers the period from 1 July 2015 to 30 June 2016, and contains a summary of the statistical returns required to be lodged by KiwiSaver schemes as at 31 March 2016.

8. 30 September 2016

   30 September 2016 Disclose Register Kiwisaver fund updates

   This document is the Disclose Register for KiwiSaver fund updates for 30 September 2016

9. 30 September 2016

   Exemption Notice - Financial Markets Conduct Lifetime Asset Management Limited

   Financial Markets Conduct (Lifetime Asset Management Limited) Exemption Notice 2016

10. 23 September 2016

    Exemption Notice - Financial Markets Conduct IG Markets Limited

    Financial Markets Conduct (IG Markets Limited) Exemption Notice 2016

11. 16 September 2016

    Exemption Notice - Securities Act Smartshares Limited

    Securities Act Exemption Notice 2016: Smartshares Limited.

12. 12 September 2016

    Exemption Notice - Financial Markets Conduct Bay Energy Limited

    Financial Markets Conduct (Bay Energy Limited) Exemption Notice 2016

13. 24 August 2016

    Aug 2016 Regulatory response guidelines

    FMA guide on regulating NZ financial markets and enforcement responses for all financial product and service providers.

14. 24 August 2016

    FMA Co-operation policy 2016

    FMA outlines how full co-operation in misconduct cases may lead to reduced penalties or no action under its enforcement policy.

15. 23 August 2016

    Exemption notice - Financial Markets Conduct Antipodes Gold Limited

    Financial Markets Conduct Exemption Notice 2016: Antipodes Gold Limited.