Back

Search results

Found 2344 results. Displaying page 2 of 157

  3. 24 January 2019

    NZX & FMA initiate industry review: Capital Markets 2029

    NZX and FMA have initiated an industry-led review of New Zealand’s capital markets. Capital Markets 2029 is designed to deliver a ten-year vision and growth agenda for the sector.
    Tags
    Media release, Roles, Business, News & Insights, Market operator
    Type
    Page

  4. 9 September 2019

    Growing New Zealand’s Capital Markets 2029

    NZX and the Financial Markets Authority (FMA) welcomed the release of the Capital Markets 2029 report, saying the 10-year vision and growth agenda would create more opportunities for Kiwis to grow personal wealth, help New Zealand businesses to prosper, and help future-proof the country’s economy.
    Tags
    Financial market infrastructures, Roles, Reports and Papers, Business, Market operator
    Type
    Page, Report

  9. 30 October 2018

    Pacific Eagle Capital (PEC)

    The Financial Markets Authority (FMA) has issued an infringement notice to Pacific Eagle Capital (PEC) for failing to file financial statements by its due date. Read more.
    Tags
    Infringement notice, Powers, Enforcement
    Type
    Page

  10. 20 October 2022

    Wolfbrook Capital Limited

    The FMA has issued a formal warning to Wolfbrook Capital Limited following concerns that they may have failed to give disclosures to investors as required by Part 3 of the Financial Markets Conduct Act 2013 because it relied on the wholesale investor exclusion in circumstances where they were not entitled to. This is because some eligible investor certificates were incomplete.
    Tags
    Offer disclosure for equity and debt offers, Wholesale investing, Roles, Ways to invest, Investing, Formal warning, Powers, Business, Consumer, Enforcement
    Type
    Page

  11. 9 September 2019

    Christoph Feymann Capital

    We have received complaints about unreasonable withholding of client funds by Christoph Feymann Capital. It is not registered as a financial service provider in New Zealand, therefore, it is not permitted to provide financial services to New Zealand residents.
    Tags
    Unregistered business, Investor warning, Consumer, Scams
    Type
    Page

  12. 29 October 2021

    Synergy Capital Asset Management

    WARNING: Synergy Capital Asset Management is not listed on the Financial Service Providers Register and is not an incorporated company in New Zealand.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  13. 3 July 2018

    Arena Capital/Blackfort

    Mr Ryan, also known as Lance Jared Thompson, used the forex platform BlackfortFX as a façade to encourage more than 900 investors, who were mostly from the Christchurch region, to put about $8.3 million in the Ponzi scheme. Read more.
    Tags
    Court – criminal, Powers, Enforcement
    Type
    Page

  15. 12 June 2023

    Exemption notice - Fonterra capital return

    The exemption Notice exempts Fonterra Co-operative Group Limited (Fonterra) from Part 3 of the Financial Markets Conduct Act 2013 (the FMC Act), in relation to a capital return and contemporaneous share subdivision, pursuant to a court-approved scheme of arrangement.
    Tags
    Type
    PDF, Financial Markets Conduct Act exemptions, Current, Exemption notice